DFX Intelligence

G•••••• M•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

G•••••• M•••••• S••••••

Advisor at C••••••••• S••••••••• L••

Manhattan, KS | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:c5759ac0-c90f-62de-7353-55094373803f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 1, 1987 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 29, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• S••••••••• L••	Bd affiliated wealth	Apr 25, 2018	n/a	yes	OVERLAND PARK, KS\|OVERLAND PARK, KS\|Manhattan, KS	Current employment
N••• C•••••••••	Bd affiliated wealth	Dec 19, 2016	May 2, 2018	no	MANHATTAN, KS\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• C•••••••••	C••••••••• S••••••••• L••	May 2, 2018	Apr 25, 2018	-7	Firm change	Ibd to ibd
B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••	N••• C•••••••••	Dec 21, 2016	Dec 19, 2016

Relationships

Registered with (6)

→ C••••••••• S••••••••• L••Registered adviserregistration: current employment
Apr 25, 2018 to presentfactForm ADV
→ N••• C•••••••••Registered adviserregistration: previous registration
Dec 19, 2016 to May 2, 2018factForm ADV
→ B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 27, 2010 to Dec 21, 2016factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5759ac0-c90f-62de-7353-55094373803f
First observed: Jul 1, 1987
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.