DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• M•••••• S••••••

C••••••••• S••••••••• L••BD affiliatedManhattan, Ks dual registrantIAPD 1229982

Certified Financial Planner

Feed of 09/15/2026

Also filed as Gil M S••••••

At current firm

8 y

since Apr 25, 2018

In the industry

42 y

since Mar 29, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• S••••••••• L•• BD affiliated current
since Apr 25, 2018 · Overland Park, Ks
N••• C••••••••• BD affiliated
Dec 19, 2016 to May 2, 2018 · Manhattan, Ks
B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated
Apr 27, 2010 to Dec 21, 2016 · Olathe, Ks
L•• F•••••••• L•• BD affiliated
Sep 8, 2009 to May 3, 2010 · Olathe, Ks
M••••• S•••••• C••••••••• unclassified
Mar 8, 2007 to Sep 8, 2009 · Olathe, Ks
S•••••• F•••••••• A••••••• S••••••• unclassified
Jul 1, 1987 to May 14, 2007 · Manhattan, Ks

Moves

a registration end followed by a registration begin elsewhere

N••• C••••••••• to C••••••••• S••••••••• L••
left May 2, 2018, registered Apr 25, 2018 (-7 days) · Affiliated broker-dealer or bank to another
B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to N••• C•••••••••
left Dec 21, 2016, registered Dec 19, 2016 (-2 days) · Other
L•• F•••••••• L•• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••
left May 3, 2010, registered Apr 27, 2010 (-6 days) · Other
M••••• S•••••• C••••••••• to L•• F•••••••• L••
left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
S•••••• F•••••••• A••••••• S••••••• to M••••• S•••••• C•••••••••
left May 14, 2007, registered Mar 8, 2007 (-67 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address