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Advisor at MARINER
Rochester, NY | Massapequa, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Sep 8, 2025 | n/a | yes | Massapequa, NY|Rochester, NY | Current employment |
| FORTE CAPITAL LLC | Former SEC adviser | May 21, 2021 | Oct 1, 2025 | no | ROCHESTER, NY|MASSAPEQUA, NY | Previous registration |
| SIGNET FINANCIAL MANAGEMENT, LLC | Independent wealth | May 10, 2013 | May 4, 2016 | no | MASSAPEQUA, NY|PARSIPPANY, NJ | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Nov 23, 2012 | Apr 25, 2013 | no | GARDEN CITY, NY|GREAT NECK, NY | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jul 14, 2009 | Feb 23, 2012 | no | MELVILLE, NY | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Feb 13, 2006 | Feb 23, 2012 | no | Huntington Station, NY|Scarsdale, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FORTE CAPITAL LLC | Mariner | Oct 1, 2025 | Sep 8, 2025 | -23 | Firm change | RIA to ibd |
| SIGNET FINANCIAL MANAGEMENT, LLC | FORTE CAPITAL LLC | May 4, 2016 | May 21, 2021 | 1,843 | Firm change after gap | Other |
| HSBC SECURITIES (USA) INC. | SIGNET FINANCIAL MANAGEMENT, LLC | Apr 25, 2013 | May 10, 2013 | 15 | Firm change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | HSBC SECURITIES (USA) INC. | Feb 23, 2012 | Nov 23, 2012 | 274 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Feb 23, 2012 | Jul 14, 2009 | -954 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109941:140195:NY:2025-10-01 | Oct 1, 2025 | Sep 8, 2025 | MASSAPEQUA, NY | Firm change |