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RIA / WealthAdvisorCertified Financial Planner20 years in industry

Herman Tkach

Advisor at SOLTIS INVESTMENT ADVISORS, LLC

ST. GEORGE, UT | Oakbrook Terrace, IL

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Search this name across graphsid dfx:ria:c5f3a081-7b85-6fac-7036-42324eca59aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOLTIS INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 6, 2006
First registration: Jul 28, 2006
Dual registered: no
IAPD individual key: 5155443

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOLTIS INVESTMENT ADVISORS, LLC	Independent wealth	Mar 31, 2026	n/a	yes	Oakbrook Terrace, IL\|ST. GEORGE, UT	Current employment
MERCER GLOBAL ADVISORS INC.	Independent wealth	Sep 18, 2024	Mar 18, 2026	no	DENVER, CO\|Schaumburg, IL	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jan 20, 2017	Nov 13, 2020	no	CHICAGO, IL	Previous registration
NADLER FINANCIAL GROUP, INC.	Independent wealth	Jun 21, 2016	Nov 3, 2016	no	DEERFIELD, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 10, 2008	May 24, 2016	no	OAKBROOK, IL\|OAK BROOK, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 10, 2008	May 24, 2016	no	Oak Brook, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 28, 2006	Oct 28, 2008	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERCER GLOBAL ADVISORS INC.	SOLTIS INVESTMENT ADVISORS, LLC	Mar 18, 2026	Mar 31, 2026	13	Firm change	RIA to RIA
ADVICE AND PLANNING SERVICES	MERCER GLOBAL ADVISORS INC.	Nov 13, 2020	Sep 18, 2024	1,405	Firm change after gap	Ibd to RIA
NADLER FINANCIAL GROUP, INC.	ADVICE AND PLANNING SERVICES	Nov 3, 2016	Jan 20, 2017	78	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	NADLER FINANCIAL GROUP, INC.	May 24, 2016	Jun 21, 2016	28	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 24, 2016	Nov 10, 2008	-2,752	Channel change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	TD AMERITRADE, INC.	Oct 28, 2008	Nov 10, 2008	13	Firm change	Ibd to new firm

Relationships

Registered with (7)

→ SOLTIS INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Sep 18, 2024 to Mar 18, 2026factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jan 20, 2017 to Nov 13, 2020factForm ADV
→ NADLER FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jun 21, 2016 to Nov 3, 2016factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 10, 2008 to May 24, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Nov 10, 2008 to May 24, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 28, 2006 to Oct 28, 2008factForm ADV

Dated events

Occurred
Mar 18, 2026
Advisor changed firm
Herman Tkach left Mercer Global Advisors Inc. for Soltis Investment Advisors, Llc (registered 2026-03-31)
Form ADVobserved 6 days ago