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RIA / WealthAdvisorCertified Financial Planner21 years in industry

ANTHONY JOHN ROCCHIO

Advisor at BRIGHTON JONES LLC

SEATTLE, WA | FRANKLIN LAKES, NJ

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Search this name across graphsid dfx:ria:c6dfce3b-ff87-6369-db24-61574f71a82c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BRIGHTON JONES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Oct 27, 2011
First registration: Mar 12, 2013
Dual registered: no
Other names: ANTHONY JOHN ROCCHIO|ANTHONY J ROCCHIO|ANTHONY J ROCCHIO
IAPD individual key: 5979390

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BRIGHTON JONES LLC	Independent wealth	Apr 2, 2025	n/a	yes	SEATTLE, WA\|FRANKLIN LAKES, NJ	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 12, 2019	Mar 26, 2025	no	New York, NY\|Glen Rock, NJ\|Franklin Lakes, NJ	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Mar 28, 2016	Jun 13, 2019	no	HACKENSACK, NJ	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 23, 2015	Mar 23, 2016	no	PARAMUS, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 22, 2015	Mar 23, 2016	no	Paramus, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Mar 12, 2013	Feb 25, 2015	no	New York, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	BRIGHTON JONES LLC	Mar 26, 2025	Apr 2, 2025	7	Firm change	Ibd to RIA
ADVICE AND PLANNING SERVICES	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 13, 2019	Jul 12, 2019	29	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	ADVICE AND PLANNING SERVICES	Mar 23, 2016	Mar 28, 2016	5	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 23, 2016	Jun 23, 2015	-274	Channel change	Other
MORGAN STANLEY	TD AMERITRADE, INC.	Feb 25, 2015	Jun 22, 2015	117	Firm change	Other

Relationships

Registered with (6)

→ BRIGHTON JONES LLCRegistered adviserregistration: current employment
Apr 2, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 12, 2019 to Mar 26, 2025factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Mar 28, 2016 to Jun 13, 2019factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 23, 2015 to Mar 23, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 22, 2015 to Mar 23, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 12, 2013 to Feb 25, 2015factForm ADV

Dated events

Occurred
Mar 26, 2025
Advisor changed firm
Anthony John Rocchio left Ameriprise Financial Services, Llc for Brighton Jones Llc (registered 2025-04-02)
Form ADVobserved 6 days ago