RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J••• R••••••
- B••••••• J•••• L•• independent RIA currentsince Apr 2, 2025 · Seattle, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDJul 12, 2019 to Mar 26, 2025 · New York, Ny
- A••••• A•• P••••••• S••••••• BD affiliatedMar 28, 2016 to Jun 13, 2019 · Hackensack, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 23, 2015 to Mar 23, 2016 · Paramus, Nj
- T• A••••••••• I••• formerJun 22, 2015 to Mar 23, 2016 · Paramus, Nj
- M••••• S•••••• wirehouseMar 12, 2013 to Feb 25, 2015 · New York, Ny
- A••••••••• F•••••••• S•••••••• L•• to B••••••• J•••• L••left Mar 26, 2025, registered Apr 2, 2025 (7 days) · Affiliated broker-dealer or bank to independent RIA
- A••••• A•• P••••••• S••••••• to A••••••••• F•••••••• S•••••••• L••left Jun 13, 2019, registered Jul 12, 2019 (29 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Mar 23, 2016, registered Mar 28, 2016 (5 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 23, 2016, registered Jun 23, 2015 (-274 days) · channel change inside one enterprise, not a move
- M••••• S•••••• to T• A••••••••• I•••left Feb 25, 2015, registered Jun 22, 2015 (117 days) · Other
- A•••••• J••• R•••••• left A••••••••• F•••••••• S•••••••• L•• for B••••••• J•••• L•• (registered 2025-04-02)Mar 26, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address