RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E••••• K••••
- P•••••• mixed wealth currentsince May 24, 2021 · Shelton, Ct
- P•••••• I••••••••• P•••••••• L•• formerMay 26, 2021 to Dec 31, 2021 · Virginia Beach, Va
- P•••••• P••••••• G••••• L•• formerAug 3, 2017 to Jul 27, 2021 · Norfolk, Va
- G••••• • G••• W••••• M••••••••• independent RIAJan 16, 2008 to Jul 21, 2017 · Virginia Beach, Va
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 22, 2006 to Jan 8, 2008 · Norfolk, Va
- C•••••• S••••• • C••• I••• national BDSep 17, 2003 to Mar 10, 2006 · Norfolk, Va
- P•••••• I••••••••• P•••••••• L•• to no registered destinationleft Dec 31, 2021 · Departure, no registered destination
- P•••••• P••••••• G••••• L•• to P••••••left Jul 27, 2021, registered May 24, 2021 (-64 days) · RIA to RIA
- G••••• • G••• W••••• M••••••••• to P•••••• P••••••• G••••• L••left Jul 21, 2017, registered Aug 3, 2017 (13 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to G••••• • G••• W••••• M•••••••••left Jan 8, 2008, registered Jan 16, 2008 (8 days) · Other
- C•••••• S••••• • C••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Mar 10, 2006, registered Mar 22, 2006 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address