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Advisor at COMPTON WEALTH ADVISORY GROUP, LLC
VIRGINIA BEACH, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMPTON WEALTH ADVISORY GROUP, LLC | Independent wealth | Feb 9, 2024 | n/a | yes | VIRGINIA BEACH, VA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 8, 2020 | Feb 12, 2024 | no | VIRGINIA BEACH, VA|NORFOLK, VA | Previous registration |
| TONER ASSET MANAGEMENT GROUP, INC. | Former SEC adviser | Mar 13, 2019 | Sep 28, 2020 | no | VIRGINIA BEACH, VA | Previous registration |
| ADVICEPERIOD, LLC | Former SEC adviser | Apr 24, 2018 | Mar 4, 2019 | no | VIRGINA BEACH, VA|VIRGINIA BEACH, VA | Previous registration |
| BROWN ADVISORY | Independent wealth | Nov 14, 2008 | Mar 2, 2018 | no | NORFOLK, VA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Apr 9, 2001 | Jul 23, 2004 | no | MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | COMPTON WEALTH ADVISORY GROUP, LLC | Feb 12, 2024 | Feb 9, 2024 | -3 | Firm change | Wirehouse to RIA |
| TONER ASSET MANAGEMENT GROUP, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 28, 2020 | Oct 8, 2020 | 10 | Firm change | RIA to wirehouse |
| ADVICEPERIOD, LLC | TONER ASSET MANAGEMENT GROUP, INC. | Mar 4, 2019 | Mar 13, 2019 | 9 | Firm change | RIA to RIA |
| BROWN ADVISORY | ADVICEPERIOD, LLC | Mar 2, 2018 | Apr 24, 2018 | 53 | Firm change | RIA to RIA |
| STRATEGIC ADVISERS LLC | BROWN ADVISORY | Jul 23, 2004 | Nov 14, 2008 | 1,575 | Firm change after gap | Other |