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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
OLD MONROE, MO | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | May 3, 2024 | n/a | yes | PLYMOUTH, MN|OLD MONROE, MO | Current employment |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Oct 23, 2014 | Jun 7, 2024 | no | ST. LOUIS, MO|SAN DIEGO, CA | Previous registration |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Oct 23, 2014 | Dec 31, 2017 | no | ELLISVILLE, MO|SAN DIEGO, CA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jun 6, 2014 | Oct 27, 2014 | no | Ellisville, MO|ATLANTA, GA|ST. LOUIS, MO|OLD MONROE, MO|OLD MONROE, MO | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 3, 2013 | May 22, 2014 | no | SAINT LOUIS, MO|SAINT LOUIS, MO | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 12, 2003 | Jun 14, 2012 | no | ST LOUIS, MO | Previous registration |
| VERAVEST INVESTMENT ADVISORS, INC. | n/a | Oct 31, 1995 | Dec 12, 2003 | no | CREVE COEUR, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE RETIREMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jun 7, 2024 | May 3, 2024 | -35 | Firm change after gap | RIA to RIA |
| FSC SECURITIES CORPORATION | THE RETIREMENT GROUP, LLC | Oct 27, 2014 | Oct 23, 2014 | -4 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | FSC SECURITIES CORPORATION | May 22, 2014 | Jun 6, 2014 | 15 | Firm change | Other |
| VERAVEST INVESTMENT ADVISORS, INC. | SECURITIES AMERICA ADVISORS, INC. | Dec 12, 2003 | Dec 12, 2003 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 148296:116407:CA:2024-05-31 | Jun 7, 2024 | May 3, 2024 | SAN DIEGO, CA | Firm change after gap |