RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince May 3, 2024 · Plymouth, Mn
- T•• R••••••••• G••••• L•• formerOct 23, 2014 to Dec 31, 2017 · Ellisville, Mo
- T•• R••••••••• G••••• L•• formerOct 23, 2014 to Jun 7, 2024 · St. Louis, Mo
- F•• S••••••••• C••••••••• formerJun 6, 2014 to Oct 27, 2014 · Ellisville, Mo
- S••••••••• A•••••• A•••••••• I••• formerSep 3, 2013 to May 22, 2014 · Saint Louis, Mo
- S••••••••• A•••••• A•••••••• I••• formerDec 12, 2003 to Jun 14, 2012 · St Louis, Mo
- V••••••• I••••••••• A•••••••• I••• unclassifiedOct 31, 1995 to Dec 12, 2003 · Creve Coeur, Mo
- T•• R••••••••• G••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Jun 7, 2024, registered May 3, 2024 (-35 days) · RIA to RIA · moved with a team
- F•• S••••••••• C••••••••• to T•• R••••••••• G••••• L••left Oct 27, 2014, registered Oct 23, 2014 (-4 days) · Other
- S••••••••• A•••••• A•••••••• I••• to F•• S••••••••• C•••••••••left May 22, 2014, registered Jun 6, 2014 (15 days) · Other
- V••••••• I••••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 12, 2003, registered Dec 12, 2003 (0 days) · Other
- M•••••• C•••••• left T•• R••••••••• G••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2024-05-03)Jun 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address