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E••••• W•••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

E••••• W•••••• R•••

Advisor at I••••••••• A•••••• A•••••••• L••

Charlotte, NC

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Search this name across graphsid dfx:ria:c91ad1bc-4572-15bf-3e9d-25e9b7f8e285

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Sep 6, 2022	n/a	yes	Charlotte, NC	Current employment
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Mar 23, 2017	Sep 2, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• S••••••••• I•••	I••••••••• A•••••• A•••••••• L••	Sep 2, 2022	Sep 6, 2022	4	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F•••• T•••• S••••••••• I•••	Mar 23, 2017

Relationships

Registered with (6)

→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: current employment
Sep 6, 2022 to presentfactForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2017 to Sep 2, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 1, 2014 to Mar 23, 2017factForm ADV
→ A••••••• A•••• M••••••••• I•••

Dated events

Occurred
Sep 2, 2022
A•••••• firm change
E••••• W•••••• R••• left F•••• T•••• S••••••••• I••• for I••••••••• A•••••• A•••••••• L•• (registered 2022-09-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c91ad1bc-4572-15bf-3e9d-25e9b7f8e285
First observed: Nov 11, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.