DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• W•••••• R•••

I••••••••• A•••••• A•••••••• L••i••••••••• wealthCharlotte, Ncdual registrantIAPD 5154373

Certified Financial Planner

Feed of 09/14/2026

Also filed as Will R•••

At current firm

4 y

since Sep 6, 2022

In the industry

19 y

since Oct 12, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• A•••••• A•••••••• L•• i••••••••• wealth current
since Sep 6, 2022 · Charlotte, Nc
F•••• T•••• S••••••••• I••• BD affiliated
Mar 23, 2017 to Sep 2, 2022 · Charlotte, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 1, 2014 to Mar 23, 2017 · Charlotte, Nc
A••••••• A•••• M••••••••• I••• mixed wealth
Jun 20, 2011 to Oct 4, 2013 · Charlotte, Nc
H••••• H••••• W••••• A•••••••• L•• i••••••••• wealth
May 13, 2010 to Sep 17, 2010 · Charlotte, Nc
W•••• F•••• A••••••• wirehouse
Nov 11, 2008 to Jun 26, 2009 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

F•••• T•••• S••••••••• I••• to I••••••••• A•••••• A•••••••• L••
left Sep 2, 2022, registered Sep 6, 2022 (4 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••
left Mar 23, 2017, registered Mar 23, 2017 (0 days) · Other
A••••••• A•••• M••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 4, 2013, registered May 1, 2014 (209 days) · Other
H••••• H••••• W••••• A•••••••• L•• to A••••••• A•••• M••••••••• I•••
left Sep 17, 2010, registered Jun 20, 2011 (276 days) · Other
W•••• F•••• A••••••• to H••••• H••••• W••••• A•••••••• L••
left Jun 26, 2009, registered May 13, 2010 (321 days) · Other

Signals

E••••• W•••••• R••• left F•••• T•••• S••••••••• I••• for I••••••••• A•••••• A•••••••• L•• (registered 2022-09-06)
Sep 2, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: I••••••••• WEALTHderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address