DFX Intelligence

J••• B•••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

J••• B•••• B••••••••

Advisor at A• W••••• A••••••• L••

HUNTERSVILLE, NC

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Search this name across graphsid dfx:ria:c924a9cd-cf9d-5108-f124-43fbb1b58484

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 27, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• A••••••• L••	Independent wealth	Jun 4, 2010	n/a	yes	HUNTERSVILLE, NC	Current employment
B••••••••• A•••• M••••••••• L••	Asset manager	Apr 5, 2018	Dec 31, 2021	no	Huntersville, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• I••••••••• L••	B••••••••• A•••• M••••••••• L••	Dec 13, 2022	Apr 5, 2018	-1,713	Firm change after gap	RIA to RIA
B••••••••• A•••• M••••••••• L••	n/a	Dec 31, 2021	n/a	n/a

Relationships

Registered with (6)

→ A• W••••• A••••••• L••Registered adviserregistration: current employment
Jun 4, 2010 to presentfactForm ADV
→ G••••••• I••••••••• L••Registered adviserregistration: previous registration
Dec 16, 2015 to Dec 13, 2022factForm ADV
→ B••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 5, 2018 to Dec 31, 2021factForm ADV
→ T•••••• I••••••••• M••••••••• I••

Dated events

Occurred
Dec 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c924a9cd-cf9d-5108-f124-43fbb1b58484
First observed: Oct 5, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.