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M•••••• L•• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

M•••••• L•• C••••••

Advisor at C•• F•••••••• P•••••••

Milton, GA

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Search this name across graphsid dfx:ria:c9349f05-7363-5729-749f-db8eecab9a29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•• F•••••••• P•••••••	State registered	Apr 30, 2003	n/a	yes	Milton, GA	Current employment
K••••• A•••••••• I•••	Bd affiliated wealth	Jan 26, 2015	Aug 2, 2017	no	MILTON, GA\|FT. LAUDERDALE, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A•••••••• I•••	n/a	Aug 2, 2017	n/a	n/a	Departure no registered destination	Departure
R••••••• H••••••• I••••••••• A•••••••• I•••	K••••• A•••••••• I•••	Dec 31, 2014	Jan 26, 2015

Relationships

Registered with (4)

→ C•• F•••••••• P•••••••Registered adviserregistration: current employment
Apr 30, 2003 to presentfactForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 26, 2015 to Aug 2, 2017factForm ADV
→ R••••••• H••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 22, 2008 to Dec 31, 2014factForm ADV
→ W•••••••• F•••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9349f05-7363-5729-749f-db8eecab9a29
First observed: Feb 15, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.