RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L•• C••••••
- C•• F•••••••• P••••••• state registered currentsince Apr 30, 2003 · Milton, Ga
- K••••• A•••••••• I••• BD affiliatedJan 26, 2015 to Aug 2, 2017 · Milton, Ga
- R••••••• H••••••• I••••••••• A•••••••• I••• formerSep 22, 2008 to Dec 31, 2014 · Milton, Ga
- W•••••••• F•••••••• G••••• I••• formerFeb 15, 2008 to Sep 25, 2008 · W••••••••, Ga
- K••••• A•••••••• I••• to no registered destinationleft Aug 2, 2017 · Departure, no registered destination
- R••••••• H••••••• I••••••••• A•••••••• I••• to K••••• A•••••••• I•••left Dec 31, 2014, registered Jan 26, 2015 (26 days) · corporate re-registration, not a move
- W•••••••• F•••••••• G••••• I••• to R••••••• H••••••• I••••••••• A•••••••• I•••left Sep 25, 2008, registered Sep 22, 2008 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address