DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••• T• P••• F••••••••• L••
CLERMONT, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••• T• P••• F••••••••• L•• | State registered | Jun 27, 2025 | n/a | yes | CLERMONT, FL | Current employment |
| B••••••••• C•••••• M••••••••• L•• | Independent wealth | Mar 28, 2022 | Jun 23, 2025 | no | WHEATON, IL|Clermont, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• C•••••• M••••••••• L•• | P••• T• P••• F••••••••• L•• | Jun 23, 2025 | Jun 27, 2025 | 4 | Firm change | RIA to state RIA |
| C••••••• F•••••••• D••••••• I••• | B••••••••• C•••••• M••••••••• L•• | Apr 7, 2022 | Mar 28, 2022 |
| C••••••• F•••••••• D••••••• I••• | Bd affiliated wealth | Apr 1, 2020 | Apr 7, 2022 | no | woodbury, MN|Woodbury, MN|KOKOMO, IN|Clermont, FL|Cottage Grove, MN | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 19, 2019 | Apr 13, 2020 | no | WHITE BEAR LAKE, MN | Previous registration |
| O•••••• C••••••• I••• | Independent wealth | Nov 30, 2017 | Jul 15, 2019 | no | Woodbury, MN|ST. LOUIS PARK, MN | Previous registration |
| A••••••• I•••••••• G••••• I••• | n/a | Nov 10, 2017 | Nov 27, 2017 | no | MINNETONKA, MN | Previous registration |
| C••••••• F•••••••• D••••••• I••• | Bd affiliated wealth | Jan 17, 2013 | Aug 25, 2017 | no | SHAKOPEE, MN|KOKOMO, IN|FARMINGTON, MN|Cottage Grove, MN | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | May 10, 2011 | Jan 17, 2013 | no | IOWA FALLS, IA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Jul 15, 2005 | Oct 3, 2006 | no | MINNEAPOLIS, MN|MINNEAPOLIS, MN | Previous registration |
| -10 |
| Firm change |
| Ibd to RIA |
| L•• F•••••••• L•• | C••••••• F•••••••• D••••••• I••• | Apr 13, 2020 | Apr 1, 2020 | -12 | Firm change | Ibd to ibd |
| O•••••• C••••••• I••• | L•• F•••••••• L•• | Jul 15, 2019 | Jul 19, 2019 | 4 | Firm change | Other |
| A••••••• I•••••••• G••••• I••• | O•••••• C••••••• I••• | Nov 27, 2017 | Nov 30, 2017 | 3 | Firm change | Other |
| C••••••• F•••••••• D••••••• I••• | A••••••• I•••••••• G••••• I••• | Aug 25, 2017 | Nov 10, 2017 | 77 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | C••••••• F•••••••• D••••••• I••• | Jan 17, 2013 | Jan 17, 2013 | 0 | Firm change | Other |
| W•••• F•••• I••••••••• L•• | C••••• I••••••••• S••••••• L•• | Oct 3, 2006 | May 10, 2011 | 1,680 | Firm change after gap | Other |