DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Douglas Eugene Henke

Pine To Palm Financial, LLCstate registeredClermont, FlIA-onlyIAPD 3099965

Feed of 09/14/2026

Also filed as Douglas Henke

At current firm

1 y

since Jun 27, 2025

In the industry

27 y

since Sep 23, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Pine To Palm Financial, LLC state registered current
since Jun 27, 2025 · Clermont, Fl
Brookstone Capital Management LLC independent RIA
Mar 28, 2022 to Jun 23, 2025 · Wheaton, Il
Creative Financial Designs, Inc. BD affiliated
Apr 1, 2020 to Apr 7, 2022 · Woodbury, Mn
LPL Financial LLC BD affiliated
Jul 19, 2019 to Apr 13, 2020 · White Bear Lake, Mn
Oakwood Capital, Inc. independent RIA
Nov 30, 2017 to Jul 15, 2019 · Woodbury, Mn
American Investors Group, Inc. unclassified
Nov 10, 2017 to Nov 27, 2017 · Minnetonka, Mn
Creative Financial Designs, Inc. BD affiliated
Jan 17, 2013 to Aug 25, 2017 · Shakopee, Mn
Cetera Investment Services LLC former
May 10, 2011 to Jan 17, 2013 · Iowa Falls, Ia
Wells Fargo Investments, LLC unclassified
Jul 15, 2005 to Oct 3, 2006 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

Brookstone Capital Management LLC to Pine To Palm Financial, LLC
left Jun 23, 2025, registered Jun 27, 2025 (4 days) · RIA to a state-registered adviser
Creative Financial Designs, Inc. to Brookstone Capital Management LLC
left Apr 7, 2022, registered Mar 28, 2022 (-10 days) · Affiliated broker-dealer or bank to independent RIA
LPL Financial LLC to Creative Financial Designs, Inc.
left Apr 13, 2020, registered Apr 1, 2020 (-12 days) · Affiliated broker-dealer or bank to another
Oakwood Capital, Inc. to LPL Financial LLC
left Jul 15, 2019, registered Jul 19, 2019 (4 days) · Other
American Investors Group, Inc. to Oakwood Capital, Inc.
left Nov 27, 2017, registered Nov 30, 2017 (3 days) · Other
Creative Financial Designs, Inc. to American Investors Group, Inc.
left Aug 25, 2017, registered Nov 10, 2017 (77 days) · Other
Cetera Investment Services LLC to Creative Financial Designs, Inc.
left Jan 17, 2013, registered Jan 17, 2013 (0 days) · Other
Wells Fargo Investments, LLC to Cetera Investment Services LLC
left Oct 3, 2006, registered May 10, 2011 (1680 days) · Other

Signals

Douglas Eugene Henke left Brookstone Capital Management Llc for Pine To Palm Financial, Llc (registered 2025-06-27)
Jun 23, 2025 · Advisor changed firm · fact
Douglas Eugene Henke left Creative Financial Designs, Inc. for Brookstone Capital Management Llc (registered 2022-03-28)
Apr 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address