E••• K••••••

Advisor at C•••••• W••••• M••••••••• L••

NAPERVILLE, IL | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c95cae1e-7eb6-3d1d-dab9-4be57335600c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 27, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 26, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• M••••••••• L••	Independent wealth	Jun 30, 2023	n/a	yes	NAPERVILLE, IL\|New York, NY	Current employment
C•••••••• W•••••	Former SEC adviser	Nov 18, 2021	Jun 27, 2023	no	Greenwich, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W•••••	C•••••• W••••• M••••••••• L••	Jun 27, 2023	Jun 30, 2023	3	Firm change	RIA to RIA
N••••••••• A•••• M••••••••• L••	C•••••••• W•••••	Nov 8, 2021	Nov 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
109582:310912:CT:2021-11-08	Nov 8, 2021	Nov 18, 2021	GREENWICH, CT	Firm change

Relationships

Registered with (5)

→ C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 30, 2023 to presentfactForm ADV
→ C•••••••• W•••••Registered adviserregistration: previous registration
Nov 18, 2021 to Jun 27, 2023factForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 28, 2019 to Nov 8, 2021factForm ADV
→ C••••• S••••• S••••••••• •••• L••

Dated events

Occurred
Jun 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c95cae1e-7eb6-3d1d-dab9-4be57335600c
First observed: Jul 27, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.