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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

STRONGVEST GLOBAL ADVISORS, LLC

CRD 285192

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c99cc96c-5fec-e56d-9eca-0277634fadc3

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 3
On other graphs: 0
Observed: Nov 16, 2016 to Mar 30, 2020
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
SEC number: 801-108711
CRD: 285192
Filings on the tape: 5
First filed: Nov 16, 2016
Latest filed: Mar 30, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BALLANTYNE STRONG, INC.	Member	E	yes	07/2016	Nov 16, 2016	Mar 30, 2020
CERMINARA, DANIEL, KYLE	MANAGER AND MEMBER	C	yes	06/2012	Nov 16, 2016	Mar 30, 2020
CERMINARA, DANIEL, KYLE	CHIEF EXECUTIVE OFFICER	Na	yes	07/2016	Nov 16, 2016	Mar 30, 2020
FUNDAMENTAL GLOBAL INVESTORS, LLC	Member	C	yes	07/2016	Nov 16, 2016	Mar 30, 2020
JOHNSON, LEWIS, MCKAY	MANAGER AND MEMBER	C	yes	06/2012	Nov 16, 2016	Mar 30, 2020
MOGLIA, JOSEPH, HUGH	MANAGER AND MEMBER	C	yes	06/2012	Nov 16, 2016	Mar 30, 2020
Puglia, John, Francis	Treasurer	Na	yes	11/2018	Mar 28, 2019	Mar 30, 2020
SUTTON, JEFFREY, LANCE	CHIEF COMPLIANCE OFFICER	Na	yes	07/2016	Nov 16, 2016	Mar 30, 2020
TURNER, RYAN, ROBERT KAVEL	President	Na	yes	07/2016	Nov 16, 2016	Mar 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CWA ASSET MANAGEMENT GROUP, LLC	n/a	Independent wealth	$4.5B	N	yes	n/a
TCG NAPLES, LLC	n/a	Former SEC adviser	$191M	N	yes	n/a
FUNDAMENTAL GLOBAL INVESTORS, LLC	n/a	Former SEC adviser	$128M	Y	no	n/a
CWA FGI SPECIAL OPPORTUNITIES FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
FG PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
FGI 1347 GP, LLC	n/a	n/a	n/a	N	yes	n/a
FGI FUNDS MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
FGI GLOBAL ASSET ALLOCATION GP, LLC	n/a	n/a	n/a	N	yes	n/a
FGI HOLDINGS GP, LLC	n/a	n/a	n/a	N	yes	n/a
FGI INTERNATIONAL USVI, LLC	n/a	n/a	n/a	N	yes	n/a
FGI METROLINA GP, LLC	n/a	n/a	n/a	N	yes	n/a
FUNDAMENTAL ACTIVIST FUND I GP, LLC	n/a	n/a	n/a	N	yes	n/a
FUNDAMENTAL GLOBAL ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
FUNDAMENTAL GLOBAL PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
FUNDAMENTAL GLOBAL VENTURE PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
TD AMERITRADE, INC.	n/a	Former SEC adviser	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Mooresville	Nc	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	n/a	n/a	4	4	1	n/a	n/a
2018	Mar 28, 2019	$8.5M	$8.5M	6	4	0	n/a	n/a
2017	Mar 29, 2018	$9.0M	$9.0M	6	4	0	n/a	n/a
2016	Mar 30, 2017	$2.5M	$2.5M	5	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	n/a	$8.5M	n/a	$2.5M	n/a	4	6	1	0

Relationships

Affiliated with (4)

→ CWA ASSET MANAGEMENT GROUPRegistered adviserother investment adviser, common control
factForm ADV
→ FUNDAMENTAL GLOBAL INVESTORS, LLCRegistered adviserother investment adviser, bank, control
factForm ADV
→ CWA NAPLES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ TD AMERITRADE, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (8)

← MOGLIA, JOSEPH, HUGHOwnerMANAGER AND MEMBER, ownership code C, individual
Nov 16, 2016 to presentfactForm ADV
← CERMINARA, DANIEL, KYLEOwnerMANAGER AND MEMBER, ownership code C, individual
Nov 16, 2016 to presentfactForm ADV
← SUTTON, JEFFREY, LANCEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 16, 2016 to presentfactForm ADV
← JOHNSON, LEWIS, MCKAYOwnerMANAGER AND MEMBER, ownership code C, individual
Nov 16, 2016 to presentfactForm ADV
← TURNER, RYAN, ROBERT KAVELOwnerPRESIDENT, ownership code NA, individual
Nov 16, 2016 to presentfactForm ADV
← Puglia, John, FrancisOwnerTREASURER, ownership code NA, individual
Mar 28, 2019 to presentfactForm ADV
← BALLANTYNE STRONG, INC.OwnerMEMBER, ownership code E, domestic entity
Nov 16, 2016 to presentfactForm ADV
← FUNDAMENTAL GLOBAL INVESTORS, LLCOwnerMEMBER, ownership code C, domestic entity
Nov 16, 2016 to presentfactForm ADV

Dated events

Occurred
Mar 28, 2019
Control person joined
Francis John Puglia (Treasurer) appeared on Schedule A of Strongvest Global Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 28, 2019
Control person left
Vincent Lance Schulz (Treasurer) no longer on Schedule A of Strongvest Global Advisors, Llc (listed 2018-03-29, absent 2019-03-28)
Form ADVobserved 5 days ago
Occurred
Nov 16, 2016
First Form ADV filing
Strongvest Global Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c99cc96c-5fec-e56d-9eca-0277634fadc3
First observed: Nov 16, 2016
Last observed: Mar 30, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRONGVEST GLOBAL ADVISORS, LLC

CRD 285192

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c99cc96c-5fec-e56d-9eca-0277634fadc3

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BALLANTYNE STRONG, INC.

Member

yes

07/2016

Nov 16, 2016

Mar 30, 2020

CERMINARA, DANIEL, KYLE

MANAGER AND MEMBER

yes

06/2012

Nov 16, 2016

Mar 30, 2020

CERMINARA, DANIEL, KYLE

CHIEF EXECUTIVE OFFICER

yes

07/2016

Nov 16, 2016

Mar 30, 2020

FUNDAMENTAL GLOBAL INVESTORS, LLC

Member

yes

07/2016

Nov 16, 2016

Mar 30, 2020

JOHNSON, LEWIS, MCKAY

MANAGER AND MEMBER

yes

06/2012

Nov 16, 2016

Mar 30, 2020

MOGLIA, JOSEPH, HUGH

MANAGER AND MEMBER

yes

06/2012

Nov 16, 2016

Mar 30, 2020

Puglia, John, Francis

Treasurer

yes

11/2018

Mar 28, 2019

Mar 30, 2020

SUTTON, JEFFREY, LANCE

CHIEF COMPLIANCE OFFICER

yes

07/2016

Nov 16, 2016

Mar 30, 2020

TURNER, RYAN, ROBERT KAVEL

President

yes

07/2016

Nov 16, 2016

Mar 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CWA ASSET MANAGEMENT GROUP, LLC

n/a

Independent wealth

$4.5B

yes

n/a

TCG NAPLES, LLC

n/a

Former SEC adviser

$191M

yes

n/a

FUNDAMENTAL GLOBAL INVESTORS, LLC

n/a

Former SEC adviser

$128M

n/a

CWA FGI SPECIAL OPPORTUNITIES FUND GP, LLC

n/a

yes

n/a

FG PARTNERS GP, LLC

n/a

yes

n/a

FGI 1347 GP, LLC

n/a

yes

n/a

FGI FUNDS MANAGEMENT, LLC

n/a

yes

n/a

FGI GLOBAL ASSET ALLOCATION GP, LLC

n/a

yes

n/a

FGI HOLDINGS GP, LLC

n/a

yes

n/a

FGI INTERNATIONAL USVI, LLC

n/a

yes

n/a

FGI METROLINA GP, LLC

n/a

yes

n/a

FUNDAMENTAL ACTIVIST FUND I GP, LLC

n/a

yes

n/a

FUNDAMENTAL GLOBAL ADVISORS LLC

n/a

yes

n/a

FUNDAMENTAL GLOBAL PARTNERS GP, LLC

n/a

yes

n/a

FUNDAMENTAL GLOBAL VENTURE PARTNERS GP, LLC

n/a

yes

n/a

TD AMERITRADE, INC.

n/a

Former SEC adviser

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Mooresville

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

n/a

2018

Mar 28, 2019

$8.5M

n/a

2017

Mar 29, 2018

$9.0M

n/a

2016

Mar 30, 2017

$2.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

n/a

$8.5M

n/a

$2.5M

n/a