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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CWA NAPLES, LLC

CRD 166489

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d15873cb-e9eb-de26-e1c3-d61de2d43f78

Data as of May 19, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 12
On other graphs: 0
Observed: Mar 30, 2018 to May 19, 2022
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $191MItem 5.F on the latest filing (2022-05-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $191M
Private client RAUM: $191MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 18
Individual clients: 4
High net worth clients: 14
Custody, client assets: $171M
SEC number: 801-113065
CRD: 166489
Filings on the tape: 10
First filed: Mar 30, 2018
Latest filed: May 19, 2022
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEYNON, WILLIAM, NICK	MANAGING MEMBER	C	yes	08/2011	Mar 30, 2018	May 19, 2022
BEYNON, WILLIAM, NICK	MANAGING MEMBER	Na	yes	01/2013	Mar 30, 2018	May 19, 2022
CWA ASSET MANAGEMENT GROUP	Owner	D	yes	01/2013	Mar 30, 2018	May 19, 2022
FERGUSON, BLAINE, MICHAEL	MANAGING MEMBER	Na	yes	01/2013	Mar 30, 2018	May 19, 2022
FERGUSON, BLAINE, MICHAEL	MANAGING MEMBER	C	yes	08/2011	Mar 30, 2018	May 19, 2022
JOHNSON, LEWIS, MCKAY	Manager	Na	yes	01/2021	Mar 30, 2018	May 19, 2022
KEY, KIMBERLY, RUTH	CHIEF COMPLIANCE OFFICER	Na	yes	01/2021	Mar 16, 2021	May 19, 2022
LEE CAROL JOHNSON 2020 IRREVOCABLE TRUST	Owner	F	yes	01/2021	Mar 16, 2021	May 19, 2022
MOGLIA TRUST 2	Owner	F	yes	01/2021	Mar 16, 2021	May 19, 2022
MOGLIA, JOSEPH, HUGH	Owner	F	yes	01/2013	Mar 30, 2018	May 19, 2022
WILSON, GEORGE, ALLEN	MANAGING MEMBER	D	yes	01/2013	Mar 30, 2018	May 19, 2022
Johnson, Lee Carol, Robinson	Owner	E	no	01/2021	Mar 16, 2021	May 19, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CWA ASSET MANAGEMENT GROUP, LLC	n/a	Independent wealth	$4.5B	Y	yes	n/a
CW INSTITUTIONAL, LLC	n/a	Former SEC adviser	$32.8M	N	yes	n/a
5TH AVENUE BROKERAGE, LLC	n/a	n/a	n/a	N	yes	n/a
CALUSA RIVER CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a
CAPITAL WEALTH ADVISORS, INC.	n/a	n/a	n/a	N	yes	n/a
CW NATURAL RESOURCES FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
CW SPECIAL OPPORTUNITIES FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
CWA RISK MANAGEMENT	n/a	n/a	n/a	N	yes	n/a
LIBERTY WOLFE ENTERPRISES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2021	Mar 4, 2022	$191M	$191M	8	7	n/a	n/a
2020	Mar 16, 2021	$183M	$183M	3	2	n/a	n/a
2019	Mar 30, 2020	$167M	$167M	3	2	n/a	n/a
2018	Mar 29, 2019	$131M	$131M	3	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$191M	$183M	4.0%	$131M	13.3%	8	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CWA ASSET MANAGEMENT GROUP	2	Dec 31, 2022	Jan 1, 2026	NAPLES, FL	Team lift out	RIA to RIA	33.3%
FGI INVESTMENT STRATEGIES, LLC	2	Dec 31, 2022	Mar 3, 2014	NAPLES, FL	Team lift out	Other	33.3%

Relationships

Affiliated with (5)

← GYROSCOPE CAPITAL MANAGEMENT GROUP LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ CWA ASSET MANAGEMENT GROUPRegistered adviserother investment adviser, control, common control
factForm ADV
→ CW INSTITUTIONAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FUNDAMENTAL GLOBAL INVESTORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← STRONGVEST GLOBAL ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (9)

← MOGLIA, JOSEPH, HUGHOwnerOWNER, ownership code F, individual
Mar 30, 2018 to presentfactForm ADV
← CWA ASSET MANAGEMENT GROUPOwnerOWNER, ownership code D, domestic entity
Mar 30, 2018 to presentfactForm ADV
← BEYNON, WILLIAM, NICKOwnerMANAGING MEMBER, ownership code C, individual
Mar 30, 2018 to presentfactForm ADV
← KEY, KIMBERLY, RUTHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 16, 2021 to presentfactForm ADV
← FERGUSON, BLAINE, MICHAELOwnerMANAGING MEMBER, ownership code C, individual
Mar 30, 2018 to presentfactForm ADV
← WILSON, GEORGE, ALLENOwnerMANAGING MEMBER, ownership code D, individual
Mar 30, 2018 to presentfactForm ADV
← JOHNSON, LEWIS, MCKAYOwnerMANAGER, ownership code NA, individual
Mar 30, 2018 to presentfactForm ADV
← LEE CAROL JOHNSON 2020 IRREVOCABLE TRUSTOwnerOWNER, ownership code F, domestic entity
Mar 16, 2021 to presentfactForm ADV
← MOGLIA TRUST 2OwnerOWNER, ownership code F, domestic entity
Mar 16, 2021 to presentfactForm ADV

Owns (1)

← Johnson, Lee Carol, RobinsonOwnerOWNER, ownership code E, individual
Mar 16, 2021 to presentfactForm ADV

Moved with (1)

→ CWA ASSET MANAGEMENT GROUPRegistered adviser2 advisors, team lift out, same day
Dec 31, 2022 to Jan 1, 2026factForm ADV

Registered with (6)

← JOHN PETSEL FOLZAdvisorregistration: previous registration
Feb 14, 2022 to Dec 31, 2022factForm ADV
← WILLIAM NICK BEYNONAdvisorregistration: previous registration
Feb 27, 2013 to Dec 31, 2022factForm ADV
← Kimberly Ruth KeyAdvisorregistration: previous registration
Feb 24, 2021 to Dec 31, 2022factForm ADV
← BLAINE MICHAEL FERGUSONAdvisorregistration: previous registration
Feb 27, 2013 to Dec 31, 2022factForm ADV
← TODD FRANKLIN SAMPSONAdvisorregistration: previous registration
Feb 14, 2022 to Dec 31, 2022factForm ADV
← Daniel Blake LondonAdvisorregistration: previous registration
Sep 15, 2021 to Dec 31, 2022factForm ADV

Dated events

Occurred
Dec 31, 2022
Team lift-out
2 advisors left Cwa Naples, LLC (Naples, FL) for Cwa Asset Management Group on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Dec 31, 2022
Team lift-out
2 advisors left Cwa Naples, LLC (Naples, FL) for Fgi Investment Strategies, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Dec 31, 2022
Advisor changed firm
Kimberly Ruth Key left Cwa Naples, Llc for Cwa Asset Management Group (registered 2021-02-25)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Daniel Blake London left Cwa Naples, Llc for Cwa Asset Management Group (registered 2026-01-01)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor departed, no destination yet
Todd Franklin Sampson no longer registered at Cwa Naples, Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor changed firm
William Nick Beynon left Cwa Naples, Llc for Fgi Investment Strategies, Llc (registered 2014-03-03)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor departed, no destination yet
John Petsel Folz no longer registered at Cwa Naples, Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Blaine Michael Ferguson left Cwa Naples, Llc for Fgi Investment Strategies, Llc (registered 2014-03-03)
Form ADVobserved 5 days ago
Occurred
Mar 16, 2021
Control person left
Kyle Daniel Cerminara (Owner) no longer on Schedule A of Cwa Naples, Llc (listed 2020-09-29, absent 2021-03-16)
Form ADVobserved 5 days ago
Occurred
Mar 16, 2021
Control person left
Lance Jeffrey Sutton (Chief Compliance Officer) no longer on Schedule A of Cwa Naples, Llc (listed 2020-09-29, absent 2021-03-16)
Form ADVobserved 5 days ago
Occurred
Mar 16, 2021
Control person joined
Ruth Kimberly Key (Chief Compliance Officer) appeared on Schedule A of Cwa Naples, Llc
Form ADVobserved 5 days ago
Occurred
Mar 30, 2018
First Form ADV filing
Capital Wealth Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d15873cb-e9eb-de26-e1c3-d61de2d43f78
First observed: Mar 30, 2018
Last observed: May 19, 2022 52 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CWA NAPLES, LLC

CRD 166489

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d15873cb-e9eb-de26-e1c3-d61de2d43f78

Data as of May 19, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEYNON, WILLIAM, NICK

MANAGING MEMBER

yes

08/2011

Mar 30, 2018

May 19, 2022

BEYNON, WILLIAM, NICK

MANAGING MEMBER

yes

01/2013

Mar 30, 2018

May 19, 2022

CWA ASSET MANAGEMENT GROUP

Owner

yes

01/2013

Mar 30, 2018

May 19, 2022

FERGUSON, BLAINE, MICHAEL

MANAGING MEMBER

yes

01/2013

Mar 30, 2018

May 19, 2022

FERGUSON, BLAINE, MICHAEL

MANAGING MEMBER

yes

08/2011

Mar 30, 2018

May 19, 2022

JOHNSON, LEWIS, MCKAY

Manager

yes

01/2021

Mar 30, 2018

May 19, 2022

KEY, KIMBERLY, RUTH

CHIEF COMPLIANCE OFFICER

yes

01/2021

Mar 16, 2021

May 19, 2022

LEE CAROL JOHNSON 2020 IRREVOCABLE TRUST

Owner

yes

01/2021

Mar 16, 2021

May 19, 2022

MOGLIA TRUST 2

Owner

yes

01/2021

Mar 16, 2021

May 19, 2022

MOGLIA, JOSEPH, HUGH

Owner

yes

01/2013

Mar 30, 2018

May 19, 2022

WILSON, GEORGE, ALLEN

MANAGING MEMBER

yes

01/2013

Mar 30, 2018

May 19, 2022

Johnson, Lee Carol, Robinson

Owner

01/2021

Mar 16, 2021

May 19, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CWA ASSET MANAGEMENT GROUP, LLC

n/a

Independent wealth

$4.5B

yes

n/a

CW INSTITUTIONAL, LLC

n/a

Former SEC adviser

$32.8M

yes

n/a

5TH AVENUE BROKERAGE, LLC

n/a

yes

n/a

CALUSA RIVER CAPITAL LLC

n/a

yes

n/a

CAPITAL WEALTH ADVISORS, INC.

n/a

yes

n/a

CW NATURAL RESOURCES FUND GP, LLC

n/a

yes

n/a

CW SPECIAL OPPORTUNITIES FUND GP, LLC

n/a

yes

n/a

CWA RISK MANAGEMENT

n/a

yes

n/a

LIBERTY WOLFE ENTERPRISES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 4, 2022

$191M

n/a

2020

Mar 16, 2021

$183M

n/a

2019

Mar 30, 2020

$167M

n/a

2018

Mar 29, 2019

$131M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$191M

$183M

4.0%

$131M

13.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CWA ASSET MANAGEMENT GROUP

Dec 31, 2022

Jan 1, 2026

NAPLES, FL

Team lift out

RIA to RIA

33.3%

FGI INVESTMENT STRATEGIES, LLC

Dec 31, 2022

Mar 3, 2014

NAPLES, FL

Team lift out

Other

33.3%