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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Roberto Antonio Yudice

Advisor at SYNERGY INVESTMENT MANAGEMENT LLC

ALTAMONTE SPRINGS, FL

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Search this name across graphsid dfx:ria:c9bc7ea3-43f2-2f96-ba9d-dcd09d6a7cef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 3, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SYNERGY INVESTMENT MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 31, 2021
First registration: Jun 3, 2022
Dual registered: yes, broker-dealer
Other names: Roberto Antonio Yudice de la Guardia
IAPD individual key: 7212539

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SYNERGY INVESTMENT MANAGEMENT LLC	Independent wealth	May 8, 2025	n/a	yes	ALTAMONTE SPRINGS, FL	Current employment
FELLOWSHIP FINANCIAL GROUP	Independent wealth	Jun 24, 2024	Apr 23, 2025	no	MAITLAND, FL	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	May 15, 2023	Jun 14, 2024	no	Winter Garden, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 3, 2022	Apr 27, 2023	no	Winter Park, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FELLOWSHIP FINANCIAL GROUP	SYNERGY INVESTMENT MANAGEMENT LLC	Apr 23, 2025	May 8, 2025	15	Firm change	RIA to RIA
AE WEALTH MANAGEMENT, LLC	FELLOWSHIP FINANCIAL GROUP	Jun 14, 2024	Jun 24, 2024	10	Firm change	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	AE WEALTH MANAGEMENT, LLC	Apr 27, 2023	May 15, 2023	18	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ SYNERGY INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
May 8, 2025 to presentfactForm ADV
→ FELLOWSHIP FINANCIAL GROUPRegistered adviserregistration: previous registration
Jun 24, 2024 to Apr 23, 2025factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 15, 2023 to Jun 14, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 3, 2022 to Apr 27, 2023factForm ADV

Dated events

Occurred
Apr 23, 2025
Advisor changed firm
Roberto Antonio Yudice left Fellowship Financial Group for Synergy Investment Management Llc (registered 2025-05-08)
Form ADVobserved 5 days ago
Occurred
Jun 14, 2024
Advisor changed firm
Roberto Antonio Yudice left Ae Wealth Management, Llc for Fellowship Financial Group (registered 2024-06-24)
Form ADVobserved 5 days ago
Occurred
Apr 27, 2023
Advisor changed firm
Roberto Antonio Yudice left Ameriprise Financial Services, Llc for Ae Wealth Management, Llc (registered 2023-05-15)
Form ADVobserved 5 days ago