DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner19 years in industry

BRANDON BASTUBA

Advisor at NEWEDGE ADVISORS

Huntersville, NC | NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9f7a160-b297-6a73-e062-17f0aa16d764

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 23, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 29, 2007
First registration: Jul 23, 2009
Dual registered: no
Other names: BRANDON BASTUBA|BRANDON ROBERT BASTUBA
IAPD individual key: 5343282

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Aug 25, 2026	n/a	yes	NEW ORLEANS, LA\|Huntersville, NC	Current employment
THE PACIFIC FINANCIAL GROUP, INC.	Independent wealth	Aug 15, 2025	Apr 17, 2026	no	NASHVILLE, TN\|Charlotte, NC\|Huntersville, NC	Previous registration
ORION PORTFOLIO SOLUTIONS, LLC	Former SEC adviser	Nov 23, 2021	Sep 1, 2022	no	OMAHA, NE\|Charlotte, NC	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Jul 9, 2010	Nov 15, 2021	no	CONCORD, CA\|Charlotte, NC	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 23, 2009	Jun 3, 2010	no	TROY, MI\|TROY, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE PACIFIC FINANCIAL GROUP, INC.	NEWEDGE ADVISORS	Apr 17, 2026	Aug 25, 2026	130	Firm change	RIA to ibd
ORION PORTFOLIO SOLUTIONS, LLC	THE PACIFIC FINANCIAL GROUP, INC.	Sep 1, 2022	Aug 15, 2025	1,079	Firm change after gap	RIA to RIA
ASSETMARK, INC.	ORION PORTFOLIO SOLUTIONS, LLC	Nov 15, 2021	Nov 23, 2021	8	Firm change	Ibd to RIA
EQUITABLE ADVISORS, LLC	ASSETMARK, INC.	Jun 3, 2010	Jul 9, 2010	36	Firm change	Other

Relationships

Registered with (5)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ THE PACIFIC FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Aug 15, 2025 to Apr 17, 2026factForm ADV
→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Nov 23, 2021 to Sep 1, 2022factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Jul 9, 2010 to Nov 15, 2021factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 23, 2009 to Jun 3, 2010factForm ADV

Dated events

Occurred
Apr 17, 2026
Advisor changed firm
Brandon Bastuba left The Pacific Financial Group, Inc. for Newedge Advisors (registered 2026-08-25)
Form ADVobserved 5 days ago
Occurred
Sep 1, 2022
Advisor changed firm
Brandon Bastuba left Orion Portfolio Solutions, Llc for The Pacific Financial Group, Inc. (registered 2025-08-15)
Form ADVobserved 5 days ago