DFX Intelligence

T••••• J••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

T••••• J••• S••••

Advisor at O•••••••• F•••••••• S••••••• L••

BIRMINGHAM, AL | Morris, MN

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Search this name across graphsid dfx:ria:c9faa34c-c2c3-5858-ad1f-56714a843019

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 10, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• F•••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 27, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• F•••••••• S••••••• L••	Independent wealth	Sep 22, 2023	n/a	yes	Morris, MN\|BIRMINGHAM, AL	Current employment
G•••••• W••••• P•••••••• L••	Independent wealth	Oct 6, 2022	Sep 26, 2023	no	Morris, MN\|APPLETON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• W••••• P•••••••• L••	O•••••••• F•••••••• S••••••• L••	Sep 26, 2023	Sep 22, 2023	-4	Firm change	RIA to RIA
A•••••••• P•••• I•••	G•••••• W••••• P•••••••• L••	Dec 31, 2022	Oct 6, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
322789:284549:WI:2023-09-26	Sep 26, 2023	Sep 22, 2023	APPLETON, WI	Firm change

Relationships

Registered with (5)

→ O•••••••• F•••••••• S••••••• L••Registered adviserregistration: current employment
Sep 22, 2023 to presentfactForm ADV
→ G•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 6, 2022 to Sep 26, 2023factForm ADV
→ A•••••••• P•••• I•••Registered adviserregistration: previous registration
Aug 30, 2019 to Dec 31, 2022factForm ADV
→ S•••••••• W••••• G••••

Dated events

Occurred
Sep 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9faa34c-c2c3-5858-ad1f-56714a843019
First observed: Dec 10, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.