DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• J••• S••••

O•••••••• F•••••••• S••••••• L••independent RIABirmingham, Al IA-onlyIAPD 2485906

Certified Financial Planner

Feed of 09/14/2026

Also filed as Tammy Sperr

At current firm

2 y

since Sep 22, 2023

In the industry

32 y

since May 27, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••••••• F•••••••• S••••••• L•• independent RIA current
since Sep 22, 2023 · Morris, Mn
G•••••• W••••• P•••••••• L•• independent RIA
Oct 6, 2022 to Sep 26, 2023 · Morris, Mn
A•••••••• P•••• I••• former
Aug 30, 2019 to Dec 31, 2022 · Appleton, Wi
S•••••••• W••••• G•••• independent RIA
Nov 28, 2017 to Sep 9, 2019 · Morris, Mn
E••••• J•••• national BD
Dec 10, 2013 to Nov 20, 2017 · Morris, Mn

Moves

a registration end followed by a registration begin elsewhere

G•••••• W••••• P•••••••• L•• to O•••••••• F•••••••• S••••••• L••
left Sep 26, 2023, registered Sep 22, 2023 (-4 days) · RIA to RIA · moved with a team
A•••••••• P•••• I••• to G•••••• W••••• P•••••••• L••
left Dec 31, 2022, registered Oct 6, 2022 (-86 days) · corporate re-registration, not a move
S•••••••• W••••• G•••• to A•••••••• P•••• I•••
left Sep 9, 2019, registered Aug 30, 2019 (-10 days) · RIA to RIA
E••••• J•••• to S•••••••• W••••• G••••
left Nov 20, 2017, registered Nov 28, 2017 (8 days) · Affiliated broker-dealer or bank to independent RIA

Signals

T••••• J••• S•••• left G•••••• W••••• P•••••••• L•• for O•••••••• F•••••••• S••••••• L•• (registered 2023-09-22)
Sep 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address