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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

RANDY JOHN BUTLER

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca5234b3-6316-9598-384b-70e3d2bfa1cc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 1, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 22, 1989
First registration: Jan 1, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 1985813

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 6, 2026	n/a	yes	WAUSAU, WI\|ANTIGO, WI\|PLOVER, WI\|STEVENS POINT, WI\|ROTHSCHILD, WI\|WAUSAU, WI\|WESTON, WI	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 20, 2025	Jul 9, 2026	no	DUBUQUE, IA\|MADISON, WI\|MADISON, WI\|DUBUQUE, IA	Previous registration
NICOLET WEALTH MANAGEMENT	Independent wealth	May 9, 2025	Jun 24, 2025	no	Eau Claire, WI\|GREEN BAY, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 17, 2021	Apr 17, 2025	no	BRAINERD, MN\|LITTLE FALLS, MN	Previous registration
PACKERLAND BROKERAGE SERVICES, INC.	Independent wealth	Jan 11, 2019	Dec 31, 2019	no	GREEN BAY, WI\|GREEN BAY, WI\|Mondovi, WI	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 1, 2004	Dec 31, 2018	no	WALDO, WI\|NEWBURG, WI\|HUSTIFORD, WI\|MONDOVI, WI\|Windsor, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NICOLET WEALTH MANAGEMENT	LPL FINANCIAL LLC	Jun 24, 2025	Oct 20, 2025	118	Firm change	RIA to ibd
LPL FINANCIAL LLC	NICOLET WEALTH MANAGEMENT	Apr 17, 2025	May 9, 2025	22	Firm change	Ibd to RIA
PACKERLAND BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	Dec 31, 2019	Nov 17, 2021	687	Firm change after gap	RIA to ibd
VOYA FINANCIAL ADVISORS, INC.	PACKERLAND BROKERAGE SERVICES, INC.	Dec 31, 2018	Jan 11, 2019	11	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 20, 2025 to Jul 9, 2026factForm ADV
→ NICOLET WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 9, 2025 to Jun 24, 2025factForm ADV
→ PACKERLAND BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jan 11, 2019 to Dec 31, 2019factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 1, 2004 to Dec 31, 2018factForm ADV

Dated events

Occurred
Jun 24, 2025
Advisor changed firm
Randy John Butler left Nicolet Wealth Management for Lpl Financial Llc (registered 2025-10-20)
Form ADVobserved 5 days ago
Occurred
Apr 17, 2025
Advisor changed firm
Randy John Butler left Lpl Financial Llc for Nicolet Wealth Management (registered 2025-05-09)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca5234b3-6316-9598-384b-70e3d2bfa1cc
First observed: Jan 1, 2004
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RANDY JOHN BUTLER

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca5234b3-6316-9598-384b-70e3d2bfa1cc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.