RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• J••• B•••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 6, 2026 · Wausau, Wi
- L•• F•••••••• L•• BD affiliatedOct 20, 2025 to Jul 9, 2026 · Dubuque, Ia
- N•••••• W••••• M••••••••• independent RIAMay 9, 2025 to Jun 24, 2025 · Eau Claire, Wi
- L•• F•••••••• L•• BD affiliatedNov 17, 2021 to Apr 17, 2025 · Brainerd, Mn
- P••••••••• B•••••••• S•••••••• I••• independent RIAJan 11, 2019 to Dec 31, 2019 · Green Bay, Wi
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 1, 2004 to Dec 31, 2018 · Waldo, Wi
- N•••••• W••••• M••••••••• to L•• F•••••••• L••left Jun 24, 2025, registered Oct 20, 2025 (118 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to N•••••• W••••• M•••••••••left Apr 17, 2025, registered May 9, 2025 (22 days) · Affiliated broker-dealer or bank to independent RIA
- P••••••••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left Dec 31, 2019, registered Nov 17, 2021 (687 days) · RIA to affiliated broker-dealer or bank
- V••• F•••••••• A•••••••• I••• to P••••••••• B•••••••• S•••••••• I•••left Dec 31, 2018, registered Jan 11, 2019 (11 days) · Affiliated broker-dealer or bank to independent RIA
- R•••• J••• B••••• left N•••••• W••••• M••••••••• for L•• F•••••••• L•• (registered 2025-10-20)Jun 24, 2025 · Advisor changed firm · fact
- R•••• J••• B••••• left L•• F•••••••• L•• for N•••••• W••••• M••••••••• (registered 2025-05-09)Apr 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address