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Advisor at MARINER INDEPENDENT
Redondo Beach , CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MARINER INDEPENDENT | Independent wealth | May 19, 2026 | n/a | yes | Redondo Beach , CA | Current employment |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jul 15, 2019 | Aug 22, 2023 | no | Beverly Hills, CA | Previous registration |
| Lourdmurray | Former SEC adviser | Oct 18, 2018 | Aug 8, 2019 | no | BEVERLY HILLS, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 30, 2016 | Oct 15, 2018 | no | BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | MARINER INDEPENDENT | Aug 22, 2023 | May 19, 2026 | 1,001 | Firm change after gap | Ibd to RIA |
| Lourdmurray | HIGHTOWER ADVISORS, LLC | Aug 8, 2019 | Jul 15, 2019 | -24 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Lourdmurray | Oct 15, 2018 | Oct 18, 2018 | 3 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 140305:145323:CA:2019-08-08 | Aug 8, 2019 | Jul 15, 2019 | BEVERLY HILLS, CA | Firm change |