DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• L•• G••••••

N•••••• A•••••••BD affiliatedBoca Raton, Fl IA-onlyIAPD 5103592

Certified Financial Planner · Personal Financial Specialist

Feed of 09/15/2026

Also filed as Jon Gassman

At current firm

2 y

since Aug 19, 2024

In the industry

33 y

since Jan 1, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••• A••••••• BD affiliated current
since Aug 19, 2024 · Boca Raton, Fl
G•••••• F•••••••• G•••• former
Jul 9, 2021 to Jan 2, 2025 · Boca Raton, Fl
A••••••• P••••••••• A•••••••• I•• former
Nov 14, 2013 to Oct 11, 2024 · Holbrook, Ny
G•••••• F•••••••• G•••• former
Jan 26, 2009 to Mar 27, 2013 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

G•••••• F•••••••• G•••• to N•••••• A•••••••
left Jan 2, 2025, registered Aug 19, 2024 (-136 days) · RIA to affiliated broker-dealer or bank
A••••••• P••••••••• A•••••••• I•• to G•••••• F•••••••• G••••
left Oct 11, 2024, registered Jul 9, 2021 (-1190 days) · Affiliated broker-dealer or bank to independent RIA
G•••••• F•••••••• G•••• to A••••••• P••••••••• A•••••••• I••
left Mar 27, 2013, registered Nov 14, 2013 (232 days) · Other

Signals

J••••••• L•• G•••••• left G•••••• F•••••••• G•••• for N•••••• A••••••• (registered 2024-08-19)
Jan 2, 2025 · Advisor changed firm · fact
J••••••• L•• G•••••• left A••••••• P••••••••• A•••••••• I•• for G•••••• F•••••••• G•••• (registered 2021-07-09)
Oct 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address