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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

DAVID SCHROLL

Advisor at THE STRATEGIC FINANCIAL ALLIANCE

ATLANTA, GA

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Search this name across graphsid dfx:ria:cae56aa4-4000-ebe2-6803-a1e5fe5ae8f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE STRATEGIC FINANCIAL ALLIANCE
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 21, 2015
First registration: Feb 14, 2006
Dual registered: yes, broker-dealer
Other names: DAVID GERARD SCHROLL
IAPD individual key: 5055067

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE STRATEGIC FINANCIAL ALLIANCE	Bd affiliated wealth	Apr 14, 2022	n/a	yes	ATLANTA, GA\|ATLANTA, GA	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Dec 5, 2016	Mar 25, 2022	no	ATLANTA, GA\|SCOTTSDALE, AZ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Dec 5, 2016	Mar 25, 2022	no	ATLANTA, GA\|SCOTTSDALE, AZ	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Dec 5, 2016	Mar 25, 2022	no	ATLANTA, GA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 5, 2016	Mar 25, 2022	no	ATLANTA, GA\|OAKDALE, MN	Previous registration
RFG ADVISORY, LLC	Independent wealth	Feb 8, 2016	Oct 21, 2016	no	VESTAVIA HILLS, AL	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Jan 23, 2007	Jul 18, 2011	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 14, 2006	Jun 16, 2006	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	FSC SECURITIES CORPORATION	Mar 25, 2022	Dec 5, 2016	-1,936	Channel change	Other
OSAIC WEALTH, INC.	SAGEPOINT FINANCIAL, INC.	Mar 25, 2022	Dec 5, 2016	-1,936	Channel change	Other
SAGEPOINT FINANCIAL, INC.	THE STRATEGIC FINANCIAL ALLIANCE	Mar 25, 2022	Apr 14, 2022	20	Firm change	Ibd to ibd
FSC SECURITIES CORPORATION	OSAIC WEALTH, INC.	Mar 25, 2022	Dec 5, 2016	-1,936	Channel change	Other
RFG ADVISORY, LLC	WOODBURY FINANCIAL SERVICES, INC.	Oct 21, 2016	Dec 5, 2016	45	Firm change	Other
FSC SECURITIES CORPORATION	RFG ADVISORY, LLC	Jul 18, 2011	Feb 8, 2016	1,666	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	FSC SECURITIES CORPORATION	Jun 16, 2006	Jan 23, 2007	221	Firm change	Other

Relationships

Registered with (7)

→ THE STRATEGIC FINANCIAL ALLIANCERegistered adviserregistration: current employment
Apr 14, 2022 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Dec 5, 2016 to Mar 25, 2022factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Dec 5, 2016 to Mar 25, 2022factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 5, 2016 to Mar 25, 2022factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 5, 2016 to Mar 25, 2022factForm ADV
→ RFG ADVISORY, LLCRegistered adviserregistration: previous registration
Feb 8, 2016 to Oct 21, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 14, 2006 to Jun 16, 2006factForm ADV

Dated events

Occurred
Mar 25, 2022
Advisor changed firm
David Schroll left Sagepoint Financial, Inc. for The Strategic Financial Alliance (registered 2022-04-14)
Form ADVobserved 5 days ago