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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

MATTHEW LAWRENCE PREDDY

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Glen Allen, VA

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Search this name across graphsid dfx:ria:cae82ff9-7fdd-63fe-bb53-1db9edc4732d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Aug 2, 2004
First registration: Aug 3, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4827370

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 3, 2024	n/a	yes	Glen Allen, VA	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 1, 2018	Nov 1, 2024	no	HENRICO, VA	Previous registration
EDELMAN FINANCIAL SERVICES, LLC	Former SEC adviser	Sep 15, 2014	Nov 1, 2018	no	HENRICO, VA\|FAIRFAX, VA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 5, 2007	Aug 19, 2014	no	RICHMOND, VA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 13, 2007	Aug 19, 2014	no	GLEN ALLEN, VA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 28, 2006	Aug 29, 2007	no	RICHMOND, VA	Previous registration
WADDELL & REED	Former SEC adviser	Aug 3, 2004	Apr 26, 2006	no	RICHMOND, VA\|RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	ROBERT W. BAIRD & CO. INCORPORATED	Nov 1, 2024	Oct 3, 2024	-29	Firm change	RIA to RIA
EDELMAN FINANCIAL SERVICES, LLC	EDELMAN FINANCIAL ENGINES	Nov 1, 2018	Nov 1, 2018	0	Bulk transfer	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	EDELMAN FINANCIAL SERVICES, LLC	Aug 19, 2014	Sep 15, 2014	27	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 19, 2014	Sep 5, 2007	-2,540	Channel change	Other
UBS FINANCIAL SERVICES INC.	TD AMERITRADE, INC.	Aug 29, 2007	Aug 13, 2007	-16	Firm change	Wirehouse to new firm
WADDELL & REED	UBS FINANCIAL SERVICES INC.	Apr 26, 2006	Apr 28, 2006	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104510:8158:VA:2024-11-01	Nov 1, 2024	Oct 3, 2024	HENRICO, VA	Firm change

Relationships

Registered with (7)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Oct 3, 2024 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 1, 2018 to Nov 1, 2024factForm ADV
→ EDELMAN FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 15, 2014 to Nov 1, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 5, 2007 to Aug 19, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 13, 2007 to Aug 19, 2014factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 28, 2006 to Aug 29, 2007factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Aug 3, 2004 to Apr 26, 2006factForm ADV

Dated events

Occurred
Nov 1, 2024
Advisor changed firm
Matthew Lawrence Preddy left Edelman Financial Engines for Robert W. Baird & Co. Incorporated (registered 2024-10-03)
Form ADVobserved 4 days ago