DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• L••••••• P•••••

R••••• W• B•••• • C•• I•••••••••mixed wealthGlen Allen, Vadual registrantIAPD 4827370

Feed of 09/14/2026

At current firm

1 y

since Oct 3, 2024

In the industry

22 y

since Aug 2, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Oct 3, 2024 · Glen Allen, Va
E•••••• F•••••••• E•••••• independent RIA
Nov 1, 2018 to Nov 1, 2024 · Henrico, Va
E•••••• F•••••••• S•••••••• L•• former
Sep 15, 2014 to Nov 1, 2018 · Henrico, Va
T• A••••••••• I••••••••• M••••••••• L•• former
Sep 5, 2007 to Aug 19, 2014 · Richmond, Va
T• A••••••••• I••• former
Aug 13, 2007 to Aug 19, 2014 · Glen Allen, Va
U•• F•••••••• S••••••• I••• wirehouse
Apr 28, 2006 to Aug 29, 2007 · Richmond, Va
W•••••• • R••• former
Aug 3, 2004 to Apr 26, 2006 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to R••••• W• B•••• • C•• I•••••••••
left Nov 1, 2024, registered Oct 3, 2024 (-29 days) · RIA to RIA · moved with a team
E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••
left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to E•••••• F•••••••• S•••••••• L••
left Aug 19, 2014, registered Sep 15, 2014 (27 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Aug 19, 2014, registered Sep 5, 2007 (-2540 days) · channel change inside one enterprise, not a move
U•• F•••••••• S••••••• I••• to T• A••••••••• I•••
left Aug 29, 2007, registered Aug 13, 2007 (-16 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
W•••••• • R••• to U•• F•••••••• S••••••• I•••
left Apr 26, 2006, registered Apr 28, 2006 (2 days) · Other

Signals

M•••••• L••••••• P••••• left E•••••• F•••••••• E•••••• for R••••• W• B•••• • C•• I••••••••• (registered 2024-10-03)
Nov 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address