DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K•••• A••••••• F••• A•••••••• L••

Former SEC-registered adviserHouston, TexasCRD 306062SEC 801-117730IAPD
Latest filing Jun 16, 2023
First filing on the tape Nov 4, 2019 · 10 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
53
23 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM: $0
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 20, 2023
Mar 26, 20204 then
Employees (5.A)53 as of Mar 20, 2023
Mar 26, 202045 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 4 to 2
Practice profile
derived from the filing of Jun 16, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
26.5derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
-50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• J••••• C•••••• · Co-Managing Partnercontrol
        since 07/2019 · owns less than 5%
      • B••••••••• M••••••• J• · General Counsel Of Managercontrol
        since 07/2021 · owns less than 5%
      • B••••• P•••• S••••• · President And Chief Operating Officer Of Managercontrol
        since 01/2023 · owns less than 5%
      • F•••• J•••• C•••••• · Co-Managing Partnercontrol
        since 07/2019 · owns less than 5%
      • H•••• T••••• A• · Chief Financial Officercontrol
        since 07/2019 · owns less than 5%
      • K••••• R••••••• A••• · Co-Chairman And Founder Of Managercontrol
        since 07/2016 · owns less than 5%
      • O•••••• M••••••• J••••• · Chief Compliance Officercontrol
        since 07/2019 · owns less than 5%
      • R••••• A••••• · Chief Executive Officer Of Managercontrol
        since 06/2021 · owns less than 5%
      • S••••••• R•••••• V••• · Co-Chairman Of Managercontrol
        since 04/2010 · owns less than 5%
      • K••••• R••••••• A••• · Co-Chairman & Foundercontrol
        since 06/2010 · owns 25% to 50% of K•••• A••••••• C•••••• A••••••• L•
      Entity owners
      • K•••• A••••••• C•••••• A••••••• L• · Member/Manager
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Los Angeles, CA16 employees
      What changed
      consecutive filings, newest first
      • BD registered reps · 7 to 9
        Mar 29, 2022 to Mar 20, 2023
      • Employees · 43 to 53
        Mar 29, 2022 to Mar 20, 2023
      • Insurance-licensed employees · 7 to 5
        Mar 29, 2022 to Mar 20, 2023
      • State-registered IARs · 4 to 2
        Mar 29, 2022 to Mar 20, 2023
      • Advisory employees · 22 to 23
        Jul 27, 2021 to Mar 29, 2022
      • Employees · 40 to 43
        Jul 27, 2021 to Mar 29, 2022
      • Advisory employees · 26 to 22
        Mar 17, 2021 to Mar 29, 2021
      • BD registered reps · 6 to 7
        Mar 17, 2021 to Mar 29, 2021
      • Employees · 45 to 40
        Mar 17, 2021 to Mar 29, 2021
      • Accounts · 0.0 to unset
        Mar 26, 2020 to Mar 17, 2021
      • Discretionary RAUM · 0.0 to unset
        Mar 26, 2020 to Mar 17, 2021
      • Non-discretionary RAUM · 0.0 to unset
        Mar 26, 2020 to Mar 17, 2021
      • RAUM · 0.0 to unset
        Mar 26, 2020 to Mar 17, 2021
      • Advisory employees · 24 to 26
        Dec 5, 2019 to Mar 26, 2020
      • Employees · 42 to 45
        Dec 5, 2019 to Mar 26, 2020
      Signals
      5 dated events
      • J M•••••• B••••••••• (General Counsel Of Manager) appeared on Schedule A of K•••• A••••••• F••• A•••••••• L••
        Mar 29, 2022 · Control person joined · fact
      • Vincent Jarvis Hollingsworth (General Counsel Of Manager) no longer on Schedule A of K•••• A••••••• F••• A•••••••• L•• (listed 2021-07-02, absent 2021-07-27)
        Jul 27, 2021 · Control person left · inference
      • Albert Rabil (Chief Executive Officer Of Manager) appeared on Schedule A of K•••• A••••••• F••• A•••••••• L••
        Jul 2, 2021 · Control person joined · fact
      • Jeffrey Michael Levitt (Chief Executive Officer Of Manager) no longer on Schedule A of K•••• A••••••• F••• A•••••••• L•• (listed 2021-03-29, absent 2021-07-02)
        Jul 2, 2021 · Control person left · inference
      • K•••• A••••••• F••• A•••••••• L•• filed its initial SEC registration (Form ADV)
        Nov 4, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026