DFX Intelligence

D••• J••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

D••• J••••• J••••••

Advisor at J•••••• C•••••• G••••• A••••••• L•••••

JERSEY CITY, NJ

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• C•••••• G••••• A••••••• L•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 6, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••• C•••••• G••••• A••••••• L•••••	State registered	Jan 1, 2026	n/a	yes	JERSEY CITY, NJ	Current employment
W••••••••• C•••••• S••••••••• L••	Independent wealth	Nov 25, 2016	May 2, 2018	no	New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• C•••••• S••••••••• L••	J•••••• C•••••• G••••• A••••••• L•••••	May 2, 2018	Jan 1, 2026	2,801	Firm change after gap	RIA to state RIA
S•••••••• S•••••••••	W••••••••• C•••••• S••••••••• L••	Sep 21, 2016	Nov 25, 2016

Relationships

Registered with (6)

→ J•••••• C•••••• G••••• A••••••• L•••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ W••••••••• C•••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 25, 2016 to May 2, 2018factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Apr 8, 2014 to Sep 21, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 3, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.