DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••• J••••• J••••••

J•••••• C•••••• G••••• A••••••• L•••••state registeredJersey City, NjIA-onlyIAPD 5370624

Feed of 09/14/2026

Also filed as D••• J••••• J••••••

At current firm

0 y

since Jan 1, 2026

In the industry

19 y

since Aug 6, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J•••••• C•••••• G••••• A••••••• L••••• state registered current
since Jan 1, 2026 · Jersey City, Nj
W••••••••• C•••••• S••••••••• L•• independent RIA
Nov 25, 2016 to May 2, 2018 · New York, Ny
S•••••••• S••••••••• BD affiliated
Apr 8, 2014 to Sep 21, 2016 · Newark, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 18, 2011 to Nov 7, 2013 · New York, Ny
C•••• I••••••••• S••••••• C•••• former
Jul 10, 2008 to Apr 28, 2011 · Brooklyn, Ny
M••••• S•••••• • C•• L•• unclassified
Mar 3, 2008 to May 28, 2008 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

W••••••••• C•••••• S••••••••• L•• to J•••••• C•••••• G••••• A••••••• L•••••
left May 2, 2018, registered Jan 1, 2026 (2801 days) · RIA to a state-registered adviser
S•••••••• S••••••••• to W••••••••• C•••••• S••••••••• L••
left Sep 21, 2016, registered Nov 25, 2016 (65 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• S•••••••••
left Nov 7, 2013, registered Apr 8, 2014 (152 days) · Other
C•••• I••••••••• S••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 28, 2011, registered May 18, 2011 (20 days) · Other
M••••• S•••••• • C•• L•• to C•••• I••••••••• S••••••• C••••
left May 28, 2008, registered Jul 10, 2008 (43 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address