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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

STABLERIVER CAPITAL MANAGEMENT LLC

CRD 146030

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbb93868-4bb7-bcd6-1984-e60af7f45054

Data as of Mar 10, 2014 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 10, 2014
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.7BItem 5.F on the latest filing (2014-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 15
Accounts: 116
SEC number: 801-68744
CRD: 146030
Filings on the tape: 4
First filed: Mar 30, 2012
Latest filed: Mar 10, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NELSON, HAROLD, FREDRICK	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	Na	yes	01/2008	Mar 30, 2012	Mar 10, 2014
PARIKH, ASHI, SARVABHAUM	Chairman	Na	yes	04/2008	Mar 30, 2012	Mar 10, 2014
RIDGEWORTH CAPITAL MANAGEMENT, INC.	MANAGING MEMBER	E	yes	12/2007	Mar 30, 2012	Mar 10, 2014
SUNTRUST BANKS, INC.	PARENT COMPANY	E	yes	11/1984	Mar 30, 2012	Mar 10, 2014
ROSSON, JOSIE, CLEMONS	CHIEF COMPLIANCE OFFICER	Na	no	01/2008	Mar 30, 2012	Mar 10, 2014
STEBBINS, JOHN, HOWARD	CHIEF FINANCIAL OFFICER	Na	no	01/2008	Mar 30, 2012	Mar 10, 2014
TURNER, WILLIAM, AITKEN	CHIEF OPERATING OFFICER	Na	no	11/2011	Mar 30, 2012	Mar 10, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SEIX INVESTMENT ADVISORS LLC	n/a	Other adviser	$35B	N	yes	n/a
CEREDEX VALUE ADVISORS LLC	n/a	Other adviser	$3.4B	N	yes	n/a
SILVANT CAPITAL MANAGEMENT LLC	n/a	Asset manager	$3.0B	N	yes	n/a
RIDGEWORTH CAPITAL MANAGEMENT, INC.	n/a	Other adviser	$1.5B	Y	no	n/a
GENSPRING FAMILY OFFICES, LLC	n/a	Asset manager	$351M	N	yes	n/a
CERTIUM ASSET MANAGEMENT LLC	n/a	Former SEC adviser	$155M	N	yes	n/a
SUNTRUST BANK	n/a	n/a	n/a	N	yes	Ga

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Orlando	FL	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 10, 2014	$8.7B	$8.1B	16	15	n/a	n/a	n/a
2012	Mar 26, 2013	$8.7B	$8.0B	17	16	n/a	n/a	n/a
2011	Mar 30, 2012	$8.8B	$8.2B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$8.7B	$8.7B	0.2%	n/a	n/a	16	17	n/a	n/a

Relationships

Affiliated with (6)

→ VIRTUS CAPITAL ADVISERS, LLCRegistered adviserother investment adviser, control
factForm ADV
→ GFO ADVISORY SERVICES, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CEREDEX VALUE ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SILVANT CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CERTIUM ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ VIRTUS FIXED INCOME ADVISERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (4)

← NELSON, HAROLD, FREDRICKOwnerCHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← RIDGEWORTH CAPITAL MANAGEMENT, INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← PARIKH, ASHI, SARVABHAUMOwnerCHAIRMAN, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SUNTRUST BANKS, INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Owns (3)

← TURNER, WILLIAM, AITKENOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← ROSSON, JOSIE, CLEMONSOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← STEBBINS, JOHN, HOWARDOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (1)

← DARA BETH DAYAdvisorregistration: previous registration
Oct 17, 2008 to May 25, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbb93868-4bb7-bcd6-1984-e60af7f45054
First observed: Mar 30, 2012
Last observed: Mar 10, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STABLERIVER CAPITAL MANAGEMENT LLC

CRD 146030

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbb93868-4bb7-bcd6-1984-e60af7f45054

Data as of Mar 10, 2014 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NELSON, HAROLD, FREDRICK

CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

01/2008

Mar 30, 2012

Mar 10, 2014

PARIKH, ASHI, SARVABHAUM

Chairman

yes

04/2008

Mar 30, 2012

Mar 10, 2014

RIDGEWORTH CAPITAL MANAGEMENT, INC.

MANAGING MEMBER

yes

12/2007

Mar 30, 2012

Mar 10, 2014

SUNTRUST BANKS, INC.

PARENT COMPANY

yes

11/1984

Mar 30, 2012

Mar 10, 2014

ROSSON, JOSIE, CLEMONS

CHIEF COMPLIANCE OFFICER

01/2008

Mar 30, 2012

Mar 10, 2014

STEBBINS, JOHN, HOWARD

CHIEF FINANCIAL OFFICER

01/2008

Mar 30, 2012

Mar 10, 2014

TURNER, WILLIAM, AITKEN

CHIEF OPERATING OFFICER

11/2011

Mar 30, 2012

Mar 10, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SEIX INVESTMENT ADVISORS LLC

n/a

Other adviser

$35B

yes

n/a

CEREDEX VALUE ADVISORS LLC

n/a

Other adviser

$3.4B

yes

n/a

SILVANT CAPITAL MANAGEMENT LLC

n/a

Asset manager

$3.0B

yes

n/a

RIDGEWORTH CAPITAL MANAGEMENT, INC.

n/a

Other adviser

$1.5B

n/a

GENSPRING FAMILY OFFICES, LLC

n/a

Asset manager

$351M

yes

n/a

CERTIUM ASSET MANAGEMENT LLC

n/a

Former SEC adviser

$155M

yes

n/a

SUNTRUST BANK

n/a

yes

City

State

Country

Employees

Also broker-dealer

Orlando

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 10, 2014

$8.7B

$8.1B

n/a

2012

Mar 26, 2013

$8.7B

$8.0B

n/a

2011

Mar 30, 2012

$8.8B

$8.2B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$8.7B

0.2%

n/a