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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DARA BETH DAY

Advisor at CETERA INVESTMENT ADVISERS LLC

Minnetonka, MN

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Search this name across graphsid dfx:ria:66c9ccbc-ee1e-a64d-31a7-9cccd6e77c00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Jun 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 10, 2005
First registration: Jun 6, 2005
Dual registered: yes, broker-dealer
Other names: DARA BETH NEWMAN
IAPD individual key: 4870232

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 27, 2025	n/a	yes	Minnetonka, MN	Current employment
Captrust	Institutional manager	Jan 10, 2024	Jul 31, 2024	no	Norcross, GA	Previous registration
CARDEA CAPITAL ADVISORS, LLC	Independent wealth	May 18, 2021	Feb 10, 2022	no	VERO BEACH, FL	Previous registration
DAVENPORT & COMPANY LLC	Bd affiliated wealth	Jun 13, 2016	Jan 7, 2020	no	Dunwoody, GA\|RICHMOND, VA	Previous registration
STABLERIVER CAPITAL MANAGEMENT LLC	Former SEC adviser	Oct 17, 2008	May 25, 2011	no	ATLANTA, GA	Previous registration
CERTIUM ASSET MANAGEMENT LLC	Former SEC adviser	Oct 17, 2008	May 25, 2011	no	ATLANTA, GA	Previous registration
SILVANT CAPITAL MANAGEMENT LLC	Asset manager	Oct 17, 2008	May 25, 2011	no	ATLANTA, GA	Previous registration
IRONOAK ADVISORS LLC	n/a	Oct 17, 2008	May 25, 2011	no	ATLANTA, GA	Previous registration
CEREDEX VALUE ADVISORS LLC	Other adviser	Oct 17, 2008	May 25, 2011	no	ATLANTA, GA	Previous registration
VIRTUS CAPITAL ADVISERS, LLC	Other adviser	Sep 17, 2008	Apr 7, 2016	no	HARTFORD, CT	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 6, 2005	Aug 20, 2008	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Captrust	CETERA INVESTMENT ADVISERS LLC	Jul 31, 2024	Jun 27, 2025	331	Firm change	Other
CARDEA CAPITAL ADVISORS, LLC	Captrust	Feb 10, 2022	Jan 10, 2024	699	Firm change after gap	Other
DAVENPORT & COMPANY LLC	CARDEA CAPITAL ADVISORS, LLC	Jan 7, 2020	May 18, 2021	497	Firm change after gap	Ibd to RIA
VIRTUS CAPITAL ADVISERS, LLC	STABLERIVER CAPITAL MANAGEMENT LLC	Apr 7, 2016	Oct 17, 2008	-2,729	Firm change after gap	Other
CERTIUM ASSET MANAGEMENT LLC	SILVANT CAPITAL MANAGEMENT LLC	May 25, 2011	Oct 17, 2008	-950	Firm change after gap	Other
STABLERIVER CAPITAL MANAGEMENT LLC	CERTIUM ASSET MANAGEMENT LLC	May 25, 2011	Oct 17, 2008	-950	Firm change after gap	Other
SILVANT CAPITAL MANAGEMENT LLC	IRONOAK ADVISORS LLC	May 25, 2011	Oct 17, 2008	-950	Firm change after gap	Other
IRONOAK ADVISORS LLC	CEREDEX VALUE ADVISORS LLC	May 25, 2011	Oct 17, 2008	-950	Firm change after gap	Other
CEREDEX VALUE ADVISORS LLC	DAVENPORT & COMPANY LLC	May 25, 2011	Jun 13, 2016	1,846	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	VIRTUS CAPITAL ADVISERS, LLC	Aug 20, 2008	Sep 17, 2008	28	Firm change	Other

Relationships

Registered with (11)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 27, 2025 to presentfactForm ADV
→ CAPTRUSTRegistered adviserregistration: previous registration
Jan 10, 2024 to Jul 31, 2024factForm ADV
→ CARDEA CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 18, 2021 to Feb 10, 2022factForm ADV
→ DAVENPORT & COMPANY LLCRegistered adviserregistration: previous registration
Jun 13, 2016 to Jan 7, 2020factForm ADV
→ VIRTUS CAPITAL ADVISERS, LLCRegistered adviserregistration: previous registration
Sep 17, 2008 to Apr 7, 2016factForm ADV
→ CEREDEX VALUE ADVISORS LLCRegistered adviserregistration: previous registration
Oct 17, 2008 to May 25, 2011factForm ADV
→ IRONOAK ADVISORS LLCRegistered adviserregistration: previous registration
Oct 17, 2008 to May 25, 2011factForm ADV
→ SILVANT CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 17, 2008 to May 25, 2011factForm ADV
→ CERTIUM ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 17, 2008 to May 25, 2011factForm ADV
→ STABLERIVER CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 17, 2008 to May 25, 2011factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 6, 2005 to Aug 20, 2008factForm ADV

Dated events

Occurred
Jul 31, 2024
Advisor changed firm
Dara Beth Day left Captrust for Cetera Investment Advisers Llc (registered 2025-06-27)
Form ADVobserved 5 days ago
Occurred
Feb 10, 2022
Advisor changed firm
Dara Beth Day left Cardea Capital Advisors, Llc for Captrust (registered 2024-01-10)
Form ADVobserved 5 days ago