DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Stableriver Capital Management LLC

Former SEC-registered adviserAtlanta, GeorgiaCRD 146030SEC 801-68744IAPD
Latest filing Mar 10, 2014
First filing on the tape Mar 30, 2012 · 4 filings
RAUM
$8.7B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
15 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$8.7B as of Mar 10, 2014
Mar 30, 2012$8.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 10, 2014
Mar 26, 20131 then
Employees (5.A)16 as of Mar 10, 2014
Mar 26, 201317 then
Private funds: no history
RAUM +0.2% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 10, 2014; every figure names its basis
RAUM per advisor
$8.7BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$74.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
93%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
16.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+0.2%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
116reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Fredrick Harold Nelson · Chief Executive Officer And Chief Investment Officercontrol
    since 01/2008 · owns less than 5%
  • Sarvabhaum Ashi Parikh · Chairmancontrol
    since 04/2008 · owns less than 5%
  • Clemons Josie Rosson · Chief Compliance Officer
    since 01/2008 · owns less than 5%
  • Howard John Stebbins · Chief Financial Officer
    since 01/2008 · owns less than 5%
  • Aitken William Turner · Chief Operating Officer
    since 11/2011 · owns less than 5%
Entity owners
  • Ridgeworth Capital Management, Inc. · Managing Member
    direct · owns 75% or more
  • Suntrust Banks, Inc. · Parent Company
    indirect · owns 75% or more of Ridgeworth Capital Management, Inc. · public reporting company
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Orlando, FL
What changed
consecutive filings, newest first
  • Accounts · 124 to 116
    Dec 18, 2013 to Mar 10, 2014
  • Advisory employees · 16 to 15
    Dec 18, 2013 to Mar 10, 2014
  • Employees · 17 to 16
    Dec 18, 2013 to Mar 10, 2014
  • Discretionary RAUM · $8.0B to $8.1B
    Dec 18, 2013 to Mar 10, 2014
  • Non-discretionary RAUM · $607M to $620M
    Dec 18, 2013 to Mar 10, 2014
  • RAUM · $8.7B to $8.7B
    Dec 18, 2013 to Mar 10, 2014
  • Accounts · 147 to 124
    Mar 30, 2012 to Mar 26, 2013
  • Advisory employees · unset to 16.0
    Mar 30, 2012 to Mar 26, 2013
  • Advisory activities · 3 to 4
    Mar 30, 2012 to Mar 26, 2013
  • BD registered reps · unset to 1.0
    Mar 30, 2012 to Mar 26, 2013
  • Employees · unset to 17.0
    Mar 30, 2012 to Mar 26, 2013
  • State-registered IARs · unset to 1.0
    Mar 30, 2012 to Mar 26, 2013
  • Discretionary RAUM · $8.2B to $8.0B
    Mar 30, 2012 to Mar 26, 2013
  • Non-discretionary RAUM · $536M to $607M
    Mar 30, 2012 to Mar 26, 2013
  • RAUM · $8.8B to $8.7B
    Mar 30, 2012 to Mar 26, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026