DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Sol Capital Management Co
Latest filing Jul 24, 2025
First filing on the tape Mar 30, 2012 · 23 filings
SEC status approved since Jun 19, 1987
RAUM
$3.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
45%
$1.3B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
9 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$3.0B as of Jul 24, 2025
Mar 30, 2012$1.3B then
HNW client RAUM$1.3B as of Jul 24, 2025
Mar 27, 2018$646M then
State-registered IARs (5.B.3)12 as of Jul 24, 2025
Mar 28, 201311 then
Employees (5.A)30 as of Jul 24, 2025
Mar 28, 201327 then
Private funds: no history
RAUM +12% over the last fiscal year+1.4% a year over threeIARs 11 to 12offices 9 to 10
Practice profile
derived from the filing of Jul 24, 2025; every figure names its basis
- RAUM per advisor
- $248MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 24derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.6MderivedHNW RAUM over HNW clients
- Average account
- $2.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 1.1derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +9.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $1.5B, 255 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$1.6B52%
- High-net-worth individuals$1.3B43%
- Pension and profit-sharing plans$58.8M2.0%
- Individuals$44.9M1.5%
- Charitable organizations$18.2M0.6%
- Individual clients
- 121reported
- HNW clients
- 170reported
- Pension plan clients
- 3reported
- Charitable clients
- 4reported
- Accounts
- 1,105reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 255 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
12 left, 0 joined in 12 months
net -12 in 12 months0 left in 90 days0 joined in 90 days13 left over 36 months
Left, latest
- Rajmiel Odinec to Cerity Partners LLCJan 23, 2026 · RIA to RIA
- Adam Lucien Sauri to Cerity Partners LLCJan 23, 2026 · RIA to RIA
- Karin Amtmann Schultz to Cerity Partners LLCJan 23, 2026 · RIA to RIA
- Marcus Benjamin Odinec to Cerity Partners LLCJan 23, 2026 · RIA to RIA
- Joming Chiang to Cerity Partners LLCJan 23, 2026 · RIA to RIA
- Moises Abascal Carrasco to Cerity Partners LLCJan 23, 2026 · RIA to RIA
- Manfred Klee Saieh to Cerity Partners LLCJan 23, 2026 · RIA to RIA
- Samuel Sandler to Cerity Partners LLCJan 23, 2026 · RIA to RIA
- Monique V. Sinmao to Cerity Partners LLCJan 23, 2026 · RIA to RIA
- Brett Patrick Somerville to Cerity Partners LLCJan 23, 2026 · RIA to RIA
- Maria Angelica Camp to Cerity Partners LLCJan 23, 2026 · RIA to RIA
- Rahm Dvir to Cerity Partners LLCJan 23, 2026 · RIA to RIA
- Lawrence N/A Lamonica to Alliancebernstein L.P.Jul 2, 2025 · Other
- Lauren Lehman to Newedge AdvisorsOct 27, 2022 · RIA to affiliated broker-dealer or bank
- Eran Goudes to Wealthspire AdvisorsMay 29, 2018 · RIA to RIA
Joined, latest
- Eran Goudes from West Financial Services, Inc.Jun 5, 2012 · Other
- Lauren Lehman from Delta Financial Advisors, IncMar 22, 2012 · Other
- Rajmiel Odinec from Funds Management IncJan 1, 1991 · Other
- Samuel Sandler from Funds Management IncJan 1, 1991 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 11 left for Cerity Partners LLCJan 23, 2026 · Rockville, Md · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gates Sandra Horne · Vp, Chief Compliance Officercontrolsince 12/2004 · owns less than 5%
- D Ernest Odinec · Managing Directorcontrolsince 06/2010 · owns less than 5%
- Joyce Frances Odinec · Director; Secretarycontrolsince 01/1987 · owns 25% to 50%
- N/A Rajmiel Odinec · Chairman; Ceo; Chief Investment Officercontrolsince 11/1989 · owns 25% to 50%
- Samuel Sandler · Presidentcontrolsince 09/2000 · owns 50% to 75%
- Guillermo Schultz · Managing Directorcontrolsince 11/1989 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rockville, Md · principal | 0 | 0 | 11 | ||
| Tenafly, Nj | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · unset to Mar 25, 2025 to Jul 24, 2025
- Accounts · 1,103 to 1,105Aug 6, 2024 to Mar 25, 2025
- Corporate clients · 140 to 132Aug 6, 2024 to Mar 25, 2025
- HNW clients · 156 to 170Aug 6, 2024 to Mar 25, 2025
- Individual clients · 114 to 121Aug 6, 2024 to Mar 25, 2025
- Assets in custody · $1.3B to $1.5BAug 6, 2024 to Mar 25, 2025
- Employees · 28 to 30Aug 6, 2024 to Mar 25, 2025
- State-registered IARs · 11 to 12Aug 6, 2024 to Mar 25, 2025
- Other offices · 9 to 10Aug 6, 2024 to Mar 25, 2025
- Discretionary RAUM · $2.7B to $3.0BAug 6, 2024 to Mar 25, 2025
- HNW RAUM · $995M to $1.3BAug 6, 2024 to Mar 25, 2025
- Individual RAUM · $40.9M to $44.9MAug 6, 2024 to Mar 25, 2025
- Pension RAUM · $55.4M to $58.8MAug 6, 2024 to Mar 25, 2025
- RAUM · $2.7B to $3.0BAug 6, 2024 to Mar 25, 2025
- Accounts · 1,081 to 1,103Mar 27, 2023 to Mar 25, 2024
- Advisory employees · 8 to 9Mar 27, 2023 to Mar 25, 2024
- Corporate clients · 133 to 140Mar 27, 2023 to Mar 25, 2024
- HNW clients · 147 to 156Mar 27, 2023 to Mar 25, 2024
- Individual clients · 115 to 114Mar 27, 2023 to Mar 25, 2024
- Assets in custody · $1.1B to $1.3BMar 27, 2023 to Mar 25, 2024
- Employees · 27 to 28Mar 27, 2023 to Mar 25, 2024
- State-registered IARs · 10 to 11Mar 27, 2023 to Mar 25, 2024
- Other offices · 8 to 9Mar 27, 2023 to Mar 25, 2024
- Discretionary RAUM · $2.4B to $2.7BMar 27, 2023 to Mar 25, 2024
- HNW RAUM · $815M to $995MMar 27, 2023 to Mar 25, 2024
- Individual RAUM · $38.7M to $40.9MMar 27, 2023 to Mar 25, 2024
- Pension RAUM · $47.3M to $55.4MMar 27, 2023 to Mar 25, 2024
- RAUM · $2.4B to $2.7BMar 27, 2023 to Mar 25, 2024
- Accounts · 1,034 to 1,081Nov 4, 2022 to Mar 27, 2023
- Advisory employees · 9 to 8Nov 4, 2022 to Mar 27, 2023
- Corporate clients · 124 to 133Nov 4, 2022 to Mar 27, 2023
- HNW clients · 157 to 147Nov 4, 2022 to Mar 27, 2023
- Individual clients · 94 to 115Nov 4, 2022 to Mar 27, 2023
- Assets in custody · $1.4B to $1.1BNov 4, 2022 to Mar 27, 2023
- Employees · 29 to 27Nov 4, 2022 to Mar 27, 2023
- State-registered IARs · 12 to 10Nov 4, 2022 to Mar 27, 2023
- Discretionary RAUM · $2.9B to $2.4BNov 4, 2022 to Mar 27, 2023
- HNW RAUM · $930M to $815MNov 4, 2022 to Mar 27, 2023
- Individual RAUM · $31.2M to $38.7MNov 4, 2022 to Mar 27, 2023
- Pension RAUM · $56.1M to $47.3MNov 4, 2022 to Mar 27, 2023
Signals
16 dated events
- Sol Capital Management Co no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $3.0B)Apr 1, 2026 · Left the SEC roster · derived
- Karin Amtmann Schultz left Sol Capital Management Co for Cerity Partners Llc (registered 2026-01-02)Jan 23, 2026 · Advisor changed firm · fact
- Adam Lucien Sauri left Sol Capital Management Co for Cerity Partners Llc (registered 2026-01-02)Jan 23, 2026 · Advisor changed firm · fact
- Samuel Sandler left Sol Capital Management Co for Cerity Partners Llc (registered 2026-01-02)Jan 23, 2026 · Advisor changed firm · fact
- Rajmiel Odinec left Sol Capital Management Co for Cerity Partners Llc (registered 2026-01-02)Jan 23, 2026 · Advisor changed firm · fact
- Joming Chiang left Sol Capital Management Co for Cerity Partners Llc (registered 2026-01-02)Jan 23, 2026 · Advisor changed firm · fact
- Rahm Dvir left Sol Capital Management Co for Cerity Partners Llc (registered 2026-01-02)Jan 23, 2026 · Advisor changed firm · fact
- Sol Capital Management CO's advisors moved to Cerity Partners LLC (Rockville, MD): 11 of 12 registered, on the same dayJan 23, 2026 · Firm absorbed (people side) · derived
- Brett Patrick Somerville left Sol Capital Management Co for Cerity Partners Llc (registered 2026-01-02)Jan 23, 2026 · Advisor changed firm · fact
- Manfred Klee Saieh left Sol Capital Management Co for Cerity Partners Llc (registered 2026-01-02)Jan 23, 2026 · Advisor changed firm · fact
- Moises Abascal Carrasco left Sol Capital Management Co for Cerity Partners Llc (registered 2026-01-02)Jan 23, 2026 · Advisor changed firm · fact
- Monique V. Sinmao left Sol Capital Management Co for Cerity Partners Llc (registered 2026-01-02)Jan 23, 2026 · Advisor changed firm · fact
- Marcus Benjamin Odinec left Sol Capital Management Co for Cerity Partners Llc (registered 2026-01-02)Jan 23, 2026 · Advisor changed firm · fact
- Maria Angelica Camp left Sol Capital Management Co for Cerity Partners Llc (registered 2026-01-02)Jan 23, 2026 · Advisor changed firm · fact
- Lawrence N/A Lamonica left Sol Capital Management Co for Alliancebernstein L.P. (registered 2026-07-22)Jul 2, 2025 · Advisor changed firm · fact
- Lauren Lehman left Sol Capital Management Co for Newedge Advisors (registered 2023-01-10)Oct 27, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026