DFX Intelligence

Data Factory

RIA / WealthAdvisor16 years in industry

ANDREW DAVID SMITH

Advisor at STRATOS WEALTH ADVISORS LLC

Dublin, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbc9c21a-2300-f87b-649c-4fdc14bbffb2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATOS WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 26, 2010
First registration: Jul 23, 2012
Dual registered: no
IAPD individual key: 5313987

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATOS WEALTH ADVISORS LLC	Independent wealth	Nov 1, 2018	n/a	yes	Dublin, OH	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 30, 2016	Dec 13, 2018	no	DUBLIN, OH	Previous registration
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Nov 19, 2012	Nov 30, 2016	no	OVERLAND PARK, KS\|DUBLIN, OH	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	Nov 13, 2012	Nov 26, 2012	no	OVERLAND PARK, KS	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 23, 2012	Nov 15, 2012	no	FISHERS (INDIANAPOLIS), IN\|INDIANAPOLIS, IN\|Indianapolis, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	STRATOS WEALTH ADVISORS LLC	Dec 13, 2018	Nov 1, 2018	-42	Firm change after gap	RIA to RIA
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
THE MUTUAL FUND STORE	FINANCIAL ENGINES ADVISOR CENTER, LLC	Nov 26, 2012	Nov 19, 2012	-7	Channel change	Other
CHARLES SCHWAB & CO., INC.	THE MUTUAL FUND STORE	Nov 15, 2012	Nov 13, 2012	-2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104510:283816:OH:2018-12-13	Dec 13, 2018	Nov 1, 2018	DUBLIN, OH	Firm change after gap

Relationships

Registered with (5)

→ STRATOS WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Nov 1, 2018 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 30, 2016 to Dec 13, 2018factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Nov 19, 2012 to Nov 30, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Nov 13, 2012 to Nov 26, 2012factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 23, 2012 to Nov 15, 2012factForm ADV

Dated events

No dated event names this entity yet.