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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE-OHIO, LLC, CRD 159157

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fa32d1a-dc67-989d-8009-077d9e19dc2e

Data as of Apr 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Apr 1, 2015
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $395MItem 5.F on the latest filing (2015-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $395M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
Accounts: 3,359
SEC number: 801-72776
CRD: 159157
Filings on the tape: 14
First filed: Mar 29, 2012
Latest filed: Apr 1, 2015
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLOOMBERG, EDWARD, RICHARD	CHIEF OPERATING OFFICER	Na	yes	09/2012	Oct 12, 2012	Apr 1, 2015
BOLD, ADAM, STUART	Chairman	Na	yes	02/2012	Mar 29, 2012	Apr 1, 2015
BRANDT, CLIFFORD, MERRIL	CHIEF COMPLIANCE OFFICER	Na	yes	09/2011	Mar 29, 2012	Apr 1, 2015
BUNCH, JOHN, BRADLEY	CHIEF EXECUTIVE OFFICER	Na	yes	02/2012	Mar 29, 2012	Apr 1, 2015
KANSAS CITY 727 ACQUISITION CORPORATION	Member	D	yes	09/2011	Mar 29, 2012	Apr 1, 2015
KANSAS CITY 727 ACQUISITION, LLC	Member	E	yes	09/2011	Mar 29, 2012	Apr 1, 2015
SADUN, RAFFAELE	CHIEF FINANCIAL OFFICER	Na	yes	09/2014	Nov 4, 2014	Apr 1, 2015
TMFS HOLDINGS, LLC	SOLE MEMBER	E	yes	09/2011	Mar 29, 2012	Apr 1, 2015
WARBURG PINCUS PRIVATE EQUITY X, L.P.	Shareholder	E	yes	09/2011	Mar 29, 2012	Apr 1, 2015
WARBURG PINCUS X, L.P.	GENERAL PARTNER	F	yes	09/2011	Mar 29, 2012	Apr 1, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TMFS ADVISORS, LLC	n/a	Former SEC adviser	$8.1B	N	yes	n/a
THE MUTUAL FUND STORE-ST. LOUIS, LLC	n/a	Former SEC adviser	$642M	N	yes	n/a
THE MUTUAL FUND STORE-INDIANA, LLC	n/a	Former SEC adviser	$537M	N	yes	n/a
TMFS ADVISORY SERVICES, LLC	n/a	Former SEC adviser	$407M	N	yes	n/a
THE MUTUAL FUND STORE-DENVER, LLC	n/a	Former SEC adviser	$300M	N	yes	n/a
THE MUTUAL FUND STORE-OMAHA, LLC	n/a	Former SEC adviser	$278M	N	yes	n/a
THE MUTUAL FUND STORE-LOUISIANA, LLC	n/a	Former SEC adviser	$232M	N	yes	n/a
THE MUTUAL FUND STORE-DETROIT, LLC	n/a	Former SEC adviser	$183M	N	yes	n/a
THE MUTUAL FUND STORE-NEW YORK, LLC	n/a	Former SEC adviser	$177M	N	yes	n/a
THE MUTUAL FUND STORE-FLORIDA, LLC	n/a	Former SEC adviser	$173M	N	yes	n/a
THE MUTUAL FUND STORE-PORTLAND, LLC	n/a	Former SEC adviser	$168M	N	yes	n/a
THE MUTUAL FUND STORE-LOUISVILLE, LLC	n/a	Former SEC adviser	$148M	N	yes	n/a
THE MUTUAL FUND STORE-HOUSTON, LLC	n/a	Former SEC adviser	$127M	N	yes	n/a
THE MUTUAL FUND STORE-SYRACUSE, LLC	n/a	Former SEC adviser	$56.3M	N	yes	n/a
THE MUTUAL FUND STORE-GEORGIA, LLC	n/a	Former SEC adviser	$44.8M	N	yes	n/a
THE MUTUAL FUND RESEARCH CENTER, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
SMART401K, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
TMFS INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Akron	Oh	United States	n/a	no
Avon	Oh	United States	n/a	no
HIGHLAND HEIGHTS	Oh	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 12, 2015	$395M	$395M	8	5	n/a	n/a	n/a
2013	Mar 14, 2014	$357M	$357M	7	4	n/a	n/a	n/a
2012	Mar 25, 2013	$283M	$283M	6	4	n/a	n/a	n/a
2011	Mar 29, 2012	$244M	$244M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$395M	$357M	10.5%	$244M	17.4%	8	7	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FINANCIAL ENGINES ADVISOR CENTER, LLC	4	Sep 4, 2015	Jul 22, 2015	AVON, OH	Firm absorbed	Other	80.0%

Relationships

Affiliated with (29)

← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ SMART401K, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTERRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ TMFS ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV

Controls (9)

← BRANDT, CLIFFORD, MERRILOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← BUNCH, JOHN, BRADLEYOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← BOLD, ADAM, STUARTOwnerCHAIRMAN, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← BLOOMBERG, EDWARD, RICHARDOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Oct 12, 2012 to presentfactForm ADV
← SADUN, RAFFAELEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 4, 2014 to presentfactForm ADV
← KANSAS CITY 727 ACQUISITION CORPORATIONOwnerMEMBER, ownership code D, domestic entity
Mar 29, 2012 to presentfactForm ADV
← TMFS HOLDINGS, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← WARBURG PINCUS PRIVATE EQUITY X, L.P.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← WARBURG PINCUS X, L.P.OwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 29, 2012 to presentfactForm ADV

Registered with (7)

← JOHN STEPHEN TOTHAdvisorregistration: previous registration
Nov 2, 2011 to Sep 4, 2015factForm ADV
← BRIAN PAUL FOWLESAdvisorregistration: previous registration
Nov 2, 2011 to Sep 4, 2015factForm ADV
← ERIK HARPSOEAdvisorregistration: previous registration
Nov 2, 2011 to Sep 4, 2015factForm ADV
← DOMINIC JOSEPH ANZEVINOAdvisorregistration: previous registration
Nov 28, 2012 to Sep 4, 2015factForm ADV
← DOUGLAS PAUL CORPAdvisorregistration: previous registration
Nov 17, 2014 to Sep 4, 2015factForm ADV
← BRYAN ROBERT CLARKAdvisorregistration: previous registration
Mar 5, 2012 to Sep 24, 2013factForm ADV
← ANDREW DAVID SMITHAdvisorregistration: previous registration
Nov 13, 2012 to Nov 26, 2012factForm ADV

Moved with (1)

→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviser4 advisors, firm absorbed, same day
Sep 4, 2015 to Jul 22, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8fa32d1a-dc67-989d-8009-077d9e19dc2e
First observed: Mar 29, 2012
Last observed: Apr 1, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE-OHIO, LLC, CRD 159157

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fa32d1a-dc67-989d-8009-077d9e19dc2e

Data as of Apr 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:44 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLOOMBERG, EDWARD, RICHARD

CHIEF OPERATING OFFICER

yes

09/2012

Oct 12, 2012

Apr 1, 2015

BOLD, ADAM, STUART

Chairman

yes

02/2012

Mar 29, 2012

Apr 1, 2015

BRANDT, CLIFFORD, MERRIL

CHIEF COMPLIANCE OFFICER

yes

09/2011

Mar 29, 2012

Apr 1, 2015

BUNCH, JOHN, BRADLEY

CHIEF EXECUTIVE OFFICER

yes

02/2012

Mar 29, 2012

Apr 1, 2015

KANSAS CITY 727 ACQUISITION CORPORATION

Member

yes

09/2011

Mar 29, 2012

Apr 1, 2015

KANSAS CITY 727 ACQUISITION, LLC

Member

yes

09/2011

Mar 29, 2012

Apr 1, 2015

SADUN, RAFFAELE

CHIEF FINANCIAL OFFICER

yes

09/2014

Nov 4, 2014

Apr 1, 2015

TMFS HOLDINGS, LLC

SOLE MEMBER

yes

09/2011

Mar 29, 2012

Apr 1, 2015

WARBURG PINCUS PRIVATE EQUITY X, L.P.

Shareholder

yes

09/2011

Mar 29, 2012

Apr 1, 2015

WARBURG PINCUS X, L.P.

GENERAL PARTNER

yes

09/2011

Mar 29, 2012

Apr 1, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TMFS ADVISORS, LLC

n/a

Former SEC adviser

$8.1B

yes

n/a

THE MUTUAL FUND STORE-ST. LOUIS, LLC

n/a

Former SEC adviser

$642M

yes

n/a

THE MUTUAL FUND STORE-INDIANA, LLC

n/a

Former SEC adviser

$537M

yes

n/a

TMFS ADVISORY SERVICES, LLC

n/a

Former SEC adviser

$407M

yes

n/a

THE MUTUAL FUND STORE-DENVER, LLC

n/a

Former SEC adviser

$300M

yes

n/a

THE MUTUAL FUND STORE-OMAHA, LLC

n/a

Former SEC adviser

$278M

yes

n/a

THE MUTUAL FUND STORE-LOUISIANA, LLC

n/a

Former SEC adviser

$232M

yes

n/a

THE MUTUAL FUND STORE-DETROIT, LLC

n/a

Former SEC adviser

$183M

yes

n/a

THE MUTUAL FUND STORE-NEW YORK, LLC

n/a

Former SEC adviser

$177M

yes

n/a

THE MUTUAL FUND STORE-FLORIDA, LLC

n/a

Former SEC adviser

$173M

yes

n/a

THE MUTUAL FUND STORE-PORTLAND, LLC

n/a

Former SEC adviser

$168M

yes

n/a

THE MUTUAL FUND STORE-LOUISVILLE, LLC

n/a

Former SEC adviser

$148M

yes

n/a

THE MUTUAL FUND STORE-HOUSTON, LLC

n/a

Former SEC adviser

$127M

yes

n/a

THE MUTUAL FUND STORE-SYRACUSE, LLC

n/a

Former SEC adviser

$56.3M

yes

n/a

THE MUTUAL FUND STORE-GEORGIA, LLC

n/a

Former SEC adviser

$44.8M

yes

n/a

THE MUTUAL FUND RESEARCH CENTER, LLC

n/a

Former SEC adviser

yes

n/a

SMART401K, LLC

n/a

Former SEC adviser

n/a

yes

n/a

TMFS INSURANCE AGENCY, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Akron

United States

n/a

Avon

United States

n/a

HIGHLAND HEIGHTS

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 12, 2015

$395M

n/a

2013

Mar 14, 2014

$357M

n/a

2012

Mar 25, 2013

$283M

n/a

2011

Mar 29, 2012

$244M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$395M

$357M

10.5%

$244M

17.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FINANCIAL ENGINES ADVISOR CENTER, LLC

Sep 4, 2015

Jul 22, 2015

AVON, OH

Firm absorbed

Other

80.0%