DFX Intelligence

A•••••• N••••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

A•••••• N••••••• F••••••••

Advisor at M•••••• I•••••••••

Whippany, NJ

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Search this name across graphsid dfx:ria:cbd6a363-3494-9607-14c9-900c8f02a7c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 23, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• I•••••••••	I•••••••••_WEALTH	May 4, 2022	n/a	yes	Whippany, NJ	Current employment
M••••••	Bd affiliated wealth	Mar 1, 2022	Feb 17, 2023	no	NEW YORK, NY\|Florham Park, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	M•••••• I•••••••••	Feb 17, 2023	May 4, 2022	-289	Firm change after gap	Ibd to RIA
A••••••••• L••	M••••••	Mar 30, 2022	Mar 1, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
169828:140195:CA:2022-03-30	Mar 30, 2022	Mar 1, 2022	LOS ANGELES, CA	Firm change

Relationships

Registered with (3)

→ M•••••• I•••••••••Registered adviserregistration: current employment
May 4, 2022 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Mar 1, 2022 to Feb 17, 2023factForm ADV
→ A••••••••• L••Registered adviserregistration: previous registration
Oct 23, 2020 to Mar 30, 2022factForm ADV

Dated events

Occurred
Feb 17, 2023
Advisor changed firm
A•••••• N••••••• F•••••••• left Mariner for M•••••• I••••••••• (registered 2022-05-04)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2022
Advisor changed firm
A•••••• N••••••• F•••••••• left A••••••••• L•• for Mariner (registered 2022-03-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbd6a363-3494-9607-14c9-900c8f02a7c9
First observed: Oct 23, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.