RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• N••••••• F••••••••
- M•••••• I••••••••• i••••••••• wealth currentsince May 4, 2022 · Whippany, Nj
- M•••••• BD affiliatedMar 1, 2022 to Feb 17, 2023 · New York, Ny
- A••••••••• L•• formerOct 23, 2020 to Mar 30, 2022 · Hoboken, Nj
- M•••••• to M•••••• I•••••••••left Feb 17, 2023, registered May 4, 2022 (-289 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••••• L•• to M••••••left Mar 30, 2022, registered Mar 1, 2022 (-29 days) · RIA to affiliated broker-dealer or bank · moved with a team
- A•••••• N••••••• F•••••••• left Mariner for M•••••• I••••••••• (registered 2022-05-04)Feb 17, 2023 · Advisor changed firm · fact
- A•••••• N••••••• F•••••••• left A••••••••• L•• for Mariner (registered 2022-03-01)Mar 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address