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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Neal Blaine Guidry

Advisor at BLACKROCK INVESTMENT MANAGEMENT, LLC

PRINCETON, NJ | Lafayette, LA

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Search this name across graphsid dfx:ria:cc1a947d-cfb2-73b3-77f6-321cba883463

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLACKROCK INVESTMENT MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S65
First exam: Apr 20, 1998
First registration: Dec 19, 2002
Dual registered: yes, broker-dealer
Other names: NEAL BLAINE GUIDRY|Neal Guidry Guidry
IAPD individual key: 3013268

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Jun 23, 2025	n/a	yes	Lafayette, LA\|PRINCETON, NJ	Current employment
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST	Asset manager	Jun 17, 2021	Jun 10, 2025	no	PHILADELPHIA, PA\|Lafayette, LA	Previous registration
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	Jan 4, 2006	May 23, 2012	no	BOSTON, MA	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Dec 21, 2005	Dec 31, 2010	no	BOSTON, MA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 19, 2002	Dec 20, 2005	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST	BLACKROCK INVESTMENT MANAGEMENT, LLC	Jun 10, 2025	Jun 23, 2025	13	Firm change	Other
MANULIFE INVESTMENT MANAGEMENT (US) LLC	NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST	May 23, 2012	Jun 17, 2021	3,312	Firm change after gap	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Dec 31, 2010	Jan 4, 2006	-1,822	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Dec 20, 2005	Dec 21, 2005	1	Firm change	Other

Relationships

Registered with (5)

→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 23, 2025 to presentfactForm ADV
→ NOMURA INVESTMENT MANAGEMENT BUSINESS TRUSTRegistered adviserregistration: previous registration
Jun 17, 2021 to Jun 10, 2025factForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
Jan 4, 2006 to May 23, 2012factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 21, 2005 to Dec 31, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 19, 2002 to Dec 20, 2005factForm ADV

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
Neal Blaine Guidry left Nomura Investment Management Business Trust for Blackrock Investment Management, Llc (registered 2025-06-23)
Form ADVobserved 5 days ago