DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Neal Blaine Guidry
Feed of 09/14/2026
Also filed as Neal Blaine Guidry
At current firm
1 y
since Jun 23, 2025
In the industry
28 y
since Apr 20, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Blackrock Investment Management, LLC asset manager currentsince Jun 23, 2025 · Lafayette, La
- Nomura Investment Management Business Trust asset managerJun 17, 2021 to Jun 10, 2025 · Philadelphia, Pa
- Manulife Investment Management (US) LLC asset managerJan 4, 2006 to May 23, 2012 · Boston, Ma
- John Hancock Investment Management LLC asset managerDec 21, 2005 to Dec 31, 2010 · Boston, Ma
- UBS Financial Services Inc. wirehouseDec 19, 2002 to Dec 20, 2005 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Nomura Investment Management Business Trust to Blackrock Investment Management, LLCleft Jun 10, 2025, registered Jun 23, 2025 (13 days) · Other
- Manulife Investment Management (US) LLC to Nomura Investment Management Business Trustleft May 23, 2012, registered Jun 17, 2021 (3312 days) · Other
- John Hancock Investment Management LLC to Manulife Investment Management (US) LLCleft Dec 31, 2010, registered Jan 4, 2006 (-1822 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to John Hancock Investment Management LLCleft Dec 20, 2005, registered Dec 21, 2005 (1 days) · Other
Signals
- Neal Blaine Guidry left Nomura Investment Management Business Trust for Blackrock Investment Management, Llc (registered 2025-06-23)Jun 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address