DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• I••••• A••••••• I••
Latest filing Jun 25, 2026
First filing on the tape Mar 9, 2012 · 42 filings
SEC status approved since Sep 4, 1986
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
15%
$343M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$450M
derived; firm RAUM over IAPD count
Employees
14
10 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$2.2B as of Jun 25, 2026
Mar 9, 2012$3.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Jun 25, 2026
Mar 15, 201314 then
Employees (5.A)14 as of Jun 25, 2026
Mar 15, 201340 then
Private funds: no history
RAUM +6.7% over the last fiscal year+7.1% a year over threeIARs 5 to 5offices 5 to 4
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
- RAUM per advisor
- $450MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $841,539derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.8derivedItem 5.A over advisors
- Advisors per office
- 1.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$753M42%
- Individuals$343M19%
- Corporations and businesses$267M15%
- Sovereign wealth funds$129M7.1%
- State and municipal entities$123M6.8%
- Charitable organizations$117M6.4%
- Pension and profit-sharing plans$80.1M4.4%
- Pooled investment vehicles$2.0M0.1%
- Individual clients
- 2,374reported
- HNW clients
- n/areported
- Pension plan clients
- 23reported
- Charitable clients
- 58reported
- Accounts
- 2,673reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $1.1B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.15 fund_share=0.34 institutional_share=0.2 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• W•••• R•••••••Chartered Financial Analyst | El Segundo, Ca | Sep 18, 2008 | 25 y | 0 |
| T•••••• B•••••• T•••••••• | Boulder, Co | Sep 22, 2008 | 39 y | 0 |
| J••••• E•••• M••••••Chartered Financial Analyst | El Segundo, Ca | Mar 8, 2010 | 31 y | 0 |
| A•••••••• A•••••• T••••• | El Segundo, Ca | Mar 16, 2010 | 34 y | 0 |
| J••••• L•••• M•••••• | El Segundo, Ca | Jan 1, 2026 | 40 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••••• P••• S••••••• to T• A••••••••• I••••••••• M••••••••• L••Sep 4, 2013 · Other
- T••••• D••••• to G••••• A•••••••• L••Aug 3, 2012 · Other
- B•••••• E••••• G•••• to E• W••••• A•••••••Feb 22, 2012 · Other
- E••• N••••••••• R•••••• to E••• A•••• M••••••••• I•••Mar 14, 2011 · Other
Joined, latest
- J••••• L•••• M•••••• from S••••••••• C••••••• I•••Jan 1, 2026 · Other
- E••• N••••••••• R•••••• from S•••• B•••••• A•••• M••••••••• L••Mar 4, 2010 · Other
- B•••••• E••••• G•••• from W••••••• C•••••• M••••••••• C•Feb 9, 2010 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• M••••••• A•••• C•••••••••no longer reported | Other Private Fund | $9.1B | 1 | May 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• H••••••• U•• · Chairmancontrolsince 10/1987 · owns less than 5%
- M••••••• J•••••• E•••• · Ceocontrolsince 07/2024 · owns less than 5%
- M••••••• J•••••• L•••• · President & Portfolio Managercontrolsince 03/1987 · owns less than 5%
- M••••• D•••••• F• · Managing Director/Senior Portfolio Managercontrolsince 12/2014 · owns less than 5%
- R•••••••• A•••••• W•••• · Managing Director/Treasurercontrolsince 05/2020 · owns less than 5%
- T••••••••• T••••••• B•••••• · Dmanaging Director/Portfolio Strategistcontrolsince 12/2014 · owns less than 5%
- T•••••• A••••••••• A•••••• · Managing Director/Secretarycontrolsince 05/2020 · owns less than 5%
- B•••••• H••••••• U•• · Trusteecontrolsince 06/1995 · owns 75% or more of H•••••• U• B••••• F••••• T••••
- M••••••• J•••••• L•••• · Trusteecontrolsince 06/1987 · owns 75% or more of L•••• M•••••• F••••• T••••
- A•••••••• D•••••• M•••• · Chief Compliance Officersince 09/2021 · owns less than 5%
Entity owners
- H•••••• U• B••••• F••••• T•••• · Shareholderdirect · owns 25% to 50%
- L•••• M•••••• F••••• T•••• · Shareholderdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- A•••••• M••••••••• L••investment advisern
- S••••••••• C••••••• I•••broker-dealerinvestment adviserreal estatenRAUM $142M
Advisers that list P•••••• I••••• A••••••• I•• as a related person
- 29037 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| El Segundo, Ca · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Other offices · 5 to 4Mar 26, 2026 to Jun 25, 2026
- Accounts · 2,521 to 2,673Mar 27, 2025 to Mar 26, 2026
- Charity clients · 57 to 58Mar 27, 2025 to Mar 26, 2026
- Corporate clients · 91 to 94Mar 27, 2025 to Mar 26, 2026
- Individual clients · 2,240 to 2,374Mar 27, 2025 to Mar 26, 2026
- Pension plan clients · 25 to 23Mar 27, 2025 to Mar 26, 2026
- Insurance-licensed employees · 0 to 1Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $2.1B to $2.2BMar 27, 2025 to Mar 26, 2026
- Individual RAUM · $285M to $343MMar 27, 2025 to Mar 26, 2026
- Pension RAUM · $86.7M to $80.1MMar 27, 2025 to Mar 26, 2026
- RAUM · $2.1B to $2.2BMar 27, 2025 to Mar 26, 2026
- Wrap assets (manager) · $1.0B to $1.1BMar 27, 2025 to Mar 26, 2026
- Accounts · 2,433 to 2,521Feb 11, 2025 to Mar 27, 2025
- Charity clients · 64 to 57Feb 11, 2025 to Mar 27, 2025
- Corporate clients · 111 to 91Feb 11, 2025 to Mar 27, 2025
- Individual clients · 2,146 to 2,240Feb 11, 2025 to Mar 27, 2025
- Financial planning clients · unset to Feb 11, 2025 to Mar 27, 2025
- Discretionary RAUM · $2.0B to $2.1BFeb 11, 2025 to Mar 27, 2025
- Individual RAUM · $282M to $285MFeb 11, 2025 to Mar 27, 2025
- Pension RAUM · $112M to $86.7MFeb 11, 2025 to Mar 27, 2025
- RAUM · $2.0B to $2.1BFeb 11, 2025 to Mar 27, 2025
- Wrap assets (manager) · $985M to $1.0BFeb 11, 2025 to Mar 27, 2025
- Wrap assets (manager) · $1.8B to $985MMar 26, 2024 to Mar 28, 2024
- Accounts · 2,509 to 2,433May 18, 2023 to Mar 26, 2024
- Charity clients · 12 to 64May 18, 2023 to Mar 26, 2024
- Corporate clients · 132 to 111May 18, 2023 to Mar 26, 2024
- Individual clients · 2,193 to 2,146May 18, 2023 to Mar 26, 2024
- Pension plan clients · 27 to 25May 18, 2023 to Mar 26, 2024
- State-registered IARs · 8 to 5May 18, 2023 to Mar 26, 2024
- Other offices · 4 to 5May 18, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.8B to $2.0BMay 18, 2023 to Mar 26, 2024
- Individual RAUM · $288M to $282MMay 18, 2023 to Mar 26, 2024
- Pension RAUM · $115M to $112MMay 18, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $3.0M to $2.0MMay 18, 2023 to Mar 26, 2024
- RAUM · $1.8B to $2.0BMay 18, 2023 to Mar 26, 2024
- Wrap assets (manager) · $957M to $1.8BMay 18, 2023 to Mar 26, 2024
- Accounts · 2,712 to 2,509Jul 28, 2022 to Mar 29, 2023
- Advisory employees · 11 to 10Jul 28, 2022 to Mar 29, 2023
- Charity clients · 10 to 12Jul 28, 2022 to Mar 29, 2023
- Corporate clients · 145 to 132Jul 28, 2022 to Mar 29, 2023
Signals
8 dated events
- B•••••• Timothy Tarpening (Dmanaging Director/Portfolio Strategist) appeared on Schedule A of P•••••• I••••• A••••••• I••Oct 7, 2024 · Control person joined · fact
- F Daniel Meyer (Managing Director/Senior Portfolio Manager) appeared on Schedule A of P•••••• I••••• A••••••• I••Oct 7, 2024 · Control person joined · fact
- Emery Joseph Mcadams (Director) appeared on Schedule A of P•••••• I••••• A••••••• I••May 18, 2023 · Control person joined · fact
- Whitt Austin Rutledge (Treasurer) appeared on Schedule A of P•••••• I••••• A••••••• I••Mar 29, 2023 · Control person joined · fact
- Antonio Adilberto Torres (Secretary) appeared on Schedule A of P•••••• I••••• A••••••• I••Mar 29, 2023 · Control person joined · fact
- P•••••• I••••• A••••••• I•• reported RAUM $2.2B, down 53% from $4.8B (2021-10-04 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Rae Isabella Aslan (Cco/Director Of Operations) no longer on Schedule A of P•••••• I••••• A••••••• I•• (listed 2021-03-30, absent 2021-10-04)Oct 4, 2021 · Control person left · inference
- P•••••• I••••• A••••••• I•• reported RAUM $4.8B, down 32% from $7.1B (2020-05-15 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pacific-income-advisersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- pacificincome.com/mutual-fundsreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-393-1424reportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $450Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026