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T•••••• J• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

T•••••• J• B••••

Advisor at C••••••••• A•••• M••••••••• S•••••••• I•••

BROADVIEW HEIGHTS, OH

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Search this name across graphsid dfx:ria:cc6cdcdc-f83a-cfa4-3d3e-4b15ec27fd4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• A•••• M••••••••• S•••••••• I•••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 24, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• A•••• M••••••••• S•••••••• I•••	Former SEC adviser	Mar 6, 2025	n/a	yes	BROADVIEW HEIGHTS, OH	Current employment
R•••• F••• M••••••••• L••	Independent wealth	Apr 30, 2014	Oct 12, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• F••• M••••••••• L••	C••••••••• A•••• M••••••••• S•••••••• I•••	Oct 12, 2023	Mar 6, 2025	511	Firm change after gap	Other
A••••••••• F•••••••• S•••••••• L••	R•••• F••• M••••••••• L••	Jan 2, 2013

Relationships

Registered with (5)

→ C••••••••• A•••• M••••••••• S•••••••• I•••Registered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ R•••• F••• M••••••••• L••Registered adviserregistration: previous registration
Apr 30, 2014 to Oct 12, 2023factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 21, 2011 to Jan 2, 2013factForm ADV
→ L••••• A•••••••• L••

Dated events

Occurred
Oct 12, 2023
Advisor changed firm
T•••••• J• B•••• left R•••• F••• M••••••••• L•• for C••••••••• A•••• M••••••••• S•••••••• I••• (registered 2025-03-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc6cdcdc-f83a-cfa4-3d3e-4b15ec27fd4f
First observed: Jul 25, 2003
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.