DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• W••••• A••••••• G••••
Legal name M••••••••• W••••• A••••••• G•••• I•••
Latest filing Mar 27, 2026
First filing on the tape Aug 13, 2019 · 27 filings
SEC status approved since Apr 30, 2021
RAUM
$336M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$330M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$55.9M
derived; firm RAUM over IAPD count
Employees
21
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$336M as of Mar 27, 2026
Mar 16, 2022$237M then
HNW client RAUM$86.4M as of Mar 27, 2026
Mar 16, 2022$72.5M then
State-registered IARs (5.B.3)6 as of Mar 27, 2026
Mar 16, 20223 then
Employees (5.A)21 as of Mar 27, 2026
Mar 16, 202210 then
Private funds: no history
RAUM +18% over the last fiscal year+12% a year over threeIARs 6 to 6offices 1 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $55.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 158derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $153,186derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $83.0M, 340 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$244M73%
- High-net-worth individuals$86.4M26%
- Pension and profit-sharing plans$4.5M1.3%
- Corporations and businesses$1.1M0.3%
- Individual clients
- 902reported
- HNW clients
- 46reported
- Pension plan clients
- 10reported
- Charitable clients
- 0reported
- Accounts
- 2,191reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $83.0M for 340 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• C•••• F••••• | Kansas City, Mo | Dec 3, 2019 | 10 y | 1 |
| J••••• S•••••• F••••• | Kansas City, Mo | Nov 12, 2020 | 10 y | 1 |
| M••• S•••••• F••••• | Kansas City, Mo | Mar 31, 2021 | 41 y | 4 |
| K••••• H••••• H•••• | Kansas City, Mo | Mar 26, 2024 | 12 y | 0 |
| P•••••• D••••• G•••••• | Kansas City, Mo | Jul 10, 2025 | 16 y | 3 |
| C•••••• M••••• B••••••• | Kansas City, Mo | Feb 20, 2026 | 13 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••••••• N••••• P••• to C••••••• P•••••••Jun 5, 2023 · RIA to RIA
- T•••••• C•••••• W••••• to N••••••• W••••• M•••••••••Mar 26, 2021 · Other
Joined, latest
- C•••••• M••••• B••••••• from 4• F••••••••Feb 20, 2026 · RIA to RIA
- P•••••• D••••• G•••••• from A• W••••• M••••••••• L••Jul 10, 2025 · Affiliated broker-dealer or bank to independent RIA
- A•••••••• N••••• P••• from S•••• • R••••••• I••May 18, 2023 · RIA to RIA
- M••• S•••••• F••••• from S•••• I••••• S••••••••• L••Mar 31, 2021 · Other
- J••••• S•••••• F••••• from S•••• I••••• S••••••••• L••Nov 12, 2020 · Other
- T•••••• C•••••• W••••• from C••••••• P•••••••Mar 20, 2020 · RIA to a newly registered adviser
- R•••••• C•••• F••••• from S•••• I••••• S••••••••• L••Dec 3, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S•••• I••••• S••••••••• L••Nov 4, 2020 · Topeka, Ks
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• M•••• S•••••• · Presidentcontrolsince 04/1999 · owns 75% or more
- M•••••• K••••• M•••••• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kansas City, Mo · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Overland Park, KS1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Mar 27, 2026employees per registered advisor of 3.5 against a peer median of 1.2 (1314 comparable advisers, 98.0th percentile, 7.8 robust deviations)peers: independent wealth managers, $100M to $500M (1,314) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 2,079 to 2,191Sep 24, 2025 to Jan 29, 2026
- HNW clients · 52 to 46Sep 24, 2025 to Jan 29, 2026
- Individual clients · 884 to 902Sep 24, 2025 to Jan 29, 2026
- Pension plan clients · 0 to 10Sep 24, 2025 to Jan 29, 2026
- Assets in custody · unset to 83004953.0Sep 24, 2025 to Jan 29, 2026
- Custody of client assets · false to trueSep 24, 2025 to Jan 29, 2026
- Employees · 19 to 21Sep 24, 2025 to Jan 29, 2026
- Other offices · 1 to 2Sep 24, 2025 to Jan 29, 2026
- Discretionary RAUM · $277M to $336MSep 24, 2025 to Jan 29, 2026
- HNW RAUM · $78.3M to $86.4MSep 24, 2025 to Jan 29, 2026
- Individual RAUM · $204M to $244MSep 24, 2025 to Jan 29, 2026
- Non-discretionary RAUM · $6.2M to $0Sep 24, 2025 to Jan 29, 2026
- Pension RAUM · $0 to $4.5MSep 24, 2025 to Jan 29, 2026
- RAUM · $283M to $336MSep 24, 2025 to Jan 29, 2026
- Accounts · 1,972 to 2,079Nov 22, 2024 to Jan 14, 2025
- Advisory employees · 4 to 6Nov 22, 2024 to Jan 14, 2025
- HNW clients · 42 to 52Nov 22, 2024 to Jan 14, 2025
- Individual clients · 879 to 884Nov 22, 2024 to Jan 14, 2025
- Employees · 15 to 19Nov 22, 2024 to Jan 14, 2025
- Financial planning clients · 0 to Nov 22, 2024 to Jan 14, 2025
- State-registered IARs · 4 to 6Nov 22, 2024 to Jan 14, 2025
- Discretionary RAUM · $250M to $277MNov 22, 2024 to Jan 14, 2025
- HNW RAUM · $63.2M to $78.3MNov 22, 2024 to Jan 14, 2025
- Individual RAUM · $195M to $204MNov 22, 2024 to Jan 14, 2025
- Non-discretionary RAUM · $9.9M to $6.2MNov 22, 2024 to Jan 14, 2025
- RAUM · $259M to $283MNov 22, 2024 to Jan 14, 2025
- Accounts · 1,888 to 1,972Feb 3, 2023 to Jan 19, 2024
- Advisory employees · 3 to 4Feb 3, 2023 to Jan 19, 2024
- HNW clients · 30 to 42Feb 3, 2023 to Jan 19, 2024
- Individual clients · 865 to 879Feb 3, 2023 to Jan 19, 2024
- Employees · 10 to 15Feb 3, 2023 to Jan 19, 2024
- State-registered IARs · 3 to 4Feb 3, 2023 to Jan 19, 2024
- Discretionary RAUM · $163M to $250MFeb 3, 2023 to Jan 19, 2024
- HNW RAUM · $48.4M to $63.2MFeb 3, 2023 to Jan 19, 2024
- Individual RAUM · $188M to $195MFeb 3, 2023 to Jan 19, 2024
- Non-discretionary RAUM · $74.6M to $9.9MFeb 3, 2023 to Jan 19, 2024
- RAUM · $238M to $259MFeb 3, 2023 to Jan 19, 2024
- Accounts · 1,709 to 1,888Sep 16, 2022 to Feb 3, 2023
- Corporate clients · 2.0 to unsetSep 16, 2022 to Feb 3, 2023
- HNW clients · 69 to 30Sep 16, 2022 to Feb 3, 2023
Signals
5 dated events
- A•••••••• N••••• P••• left M••••••••• W••••• A••••••• G•••• for C••••••• P••••••• (registered 2023-06-26)Jun 5, 2023 · Advisor changed firm · fact
- Michael Kevin Mccann (Chief Compliance Officer) appeared on Schedule A of M••••••••• W••••• A••••••• G••••Feb 3, 2023 · Control person joined · fact
- C•••• R•••••• F••••• (Chief Compliance Officer) no longer on Schedule A of M••••••••• W••••• A••••••• G•••• (listed 2021-04-19, absent 2021-07-22)Jul 22, 2021 · Control person left · inference
- M••••••••• W••••• A••••••• G•••• filed its initial SEC registration (Form ADV)Apr 1, 2021 · First SEC registration · fact
- C•••• R•••••• F••••• (Chief Compliance Officer) appeared on Schedule A of M••••••••• W••••• A••••••• G••••Jan 6, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 816-640-5888reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/midamericanwealthadvisory/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- midamericanwealthadvisory.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 816-640-5888reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- midamericanwealthadvisory.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- midamericanwealthadvisory.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026