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K•••• A••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

K•••• A••••• R•••••

Advisor at O•••••••• F•••••••• S••••••• L••

Allentown, PA | BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc7c5804-a4c8-29c6-23a5-a754741b639d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• F•••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• F•••••••• S••••••• L••	Independent wealth	Jun 6, 2025	n/a	yes	BIRMINGHAM, AL\|Allentown, PA	Current employment
S••••• A••••••• I•••	Bd affiliated wealth	Sep 30, 2016	Jun 9, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••••••• I•••	O•••••••• F•••••••• S••••••• L••	Jun 9, 2025	Jun 6, 2025	-3	Firm change	Ibd to RIA
P•••••• A•••••• G••••• L••	S••••• A••••••• I•••	Oct 13, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
174182:284549:PA:2025-06-09	Jun 9, 2025	Jun 6, 2025	OREFIELD, PA	Firm change
123913:155216:PA:2016-08-24	Aug 24, 2016	Aug 9, 2016	BERWYN, PA	Firm change
2882:123913:PA:2015-07-01	Jul 1, 2015	Jul 6, 2015	ORWIGSBURG, PA	Firm change

Relationships

Registered with (6)

→ O•••••••• F•••••••• S••••••• L••Registered adviserregistration: current employment
Jun 6, 2025 to presentfactForm ADV
→ S••••• A••••••• I•••Registered adviserregistration: previous registration
Sep 30, 2016 to Jun 9, 2025factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Aug 9, 2016 to Oct 13, 2016factForm ADV
→ G•••• V••••• A•••••• G••••• L••

Dated events

Occurred
Jun 9, 2025
A•••••• firm change
K•••• A••••• R••••• left S••••• A••••••• I••• for O•••••••• F•••••••• S••••••• L•• (registered 2025-06-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc7c5804-a4c8-29c6-23a5-a754741b639d
First observed: May 21, 2002
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.