DFX Intelligence

E••• J• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

E••• J• P•••••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

Edina, MN

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Search this name across graphsid dfx:ria:ccd0a339-2908-ae32-80eb-b02ed35f91e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Sep 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Mar 16, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jun 25, 2025	n/a	yes	Edina, MN	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jan 23, 2024	Apr 10, 2024	no	NEW BRIGHTON, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	N••••••••• M••••• I••••••••• S•••••••••	Apr 10, 2024	Jun 25, 2025	441	Firm change after gap	Other
N••••••••• M••••• I••••••••• S•••••••••	C••••••••• F•••••••• N••••••	Sep 11, 2023	Jan 23, 2024

Relationships

Registered with (10)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Mar 29, 2017 to Sep 11, 2023factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jan 23, 2024 to Apr 10, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 21, 2013 to Jul 29, 2016factForm ADV
→ M••••• A•••• M••••••••• I•••

Dated events

Occurred
Apr 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ccd0a339-2908-ae32-80eb-b02ed35f91e6
First observed: Sep 14, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.