DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• W• C•••••

F••••••••• B••• • C••independent RIADarien, CtIA-onlyIAPD 5781386

Feed of 09/14/2026

Also filed as M•••••• William C•••••

At current firm

4 y

since Feb 10, 2022

In the industry

16 y

since Jun 14, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••••••• B••• • C•• independent RIA current
since Feb 10, 2022 · Darien, Ct
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 21, 2014 to Feb 10, 2022 · Bronx, Ny
R•• C•••••• M••••••• L•• national BD
Oct 4, 2013 to Apr 28, 2014 · New York, Ny
M••••• S•••••• wirehouse
Aug 3, 2010 to Oct 11, 2013 · Purchase, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••••• B••• • C••
left Feb 10, 2022, registered Feb 10, 2022 (0 days) · Wirehouse to independent RIA
R•• C•••••• M••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 28, 2014, registered May 21, 2014 (23 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to R•• C•••••• M••••••• L••
left Oct 11, 2013, registered Oct 4, 2013 (-7 days) · Wirehouse to affiliated broker-dealer or bank

Signals

M•••••• W• C••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••••••• B••• • C•• (registered 2022-02-10)
Feb 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address